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5103 media releases found
6 April 2023 MEDIA RELEASE
23-090MR ASIC cancels AFS licence of Starfish Financial Services Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of Starfish Financial Services Pty Ltd (Starfish). The licence authorised Starfish ...

4 April 2023 MEDIA RELEASE
23-089MR Federal Court finds current and former officers of Linchpin and Endeavour breached duties

The Federal Court has found four current and former directors of Endeavour Securities (Australia) Ltd (in liquidation) (Endeavour) and Linchpin ...

4 April 2023 MEDIA RELEASE
23-088MR ASIC sues Auto & General Insurance Company for alleged unfair contract terms in insurance

ASIC has commenced the first proceedings alleging unfair contract terms in an insurance contract. The case involves standard form home and contents ...

3 April 2023 MEDIA RELEASE
23-087MR Charges against David Mark Anderson withdrawn

On 30 March 2023, the Commonwealth Director of Public Prosecutions (CDPP) withdrew charges against David Mark Anderson.   Mr Anderson had been facing ...

31 March 2023 MEDIA RELEASE
23-086MR Samuel Tessa sentenced for obtaining property and financial advantage by deception

On 30 March 2023, Samuel Trubnik Tessa was sentenced to two years and 10 months imprisonment, with a non-parole period of one year and eight months. ...

31 March 2023 MEDIA RELEASE
23-085MR ASIC and IOSCO report on combatting retail market misconduct

The International Organization of Securities Commissions (IOSCO) has today published a report calling for greater international collaboration and ...

30 March 2023 MEDIA RELEASE
23-084MR ASIC bans Gold Coast adviser, stay application refused

ASIC has banned Gold Coast-based financial adviser Jeneve Matai from providing financial services for four years. The banning took effect on 13 ...

29 March 2023 MEDIA RELEASE
23-083MR ALT Financial Group Ltd convicted and fined $123,000 for failing to lodge financial reports

ALT Financial Group Ltd ACN 609 449 194 has been convicted on multiple charges, including failing to lodge annual financial reports with ASIC, and ...

28 March 2023 MEDIA RELEASE
23-082MR ASIC consults on remaking ‘sunsetting’ class orders on IDPS and IDPS-like schemes

ASIC is seeking feedback from operators of investor directed portfolio services (IDPS) and responsible entities of IDPS-like schemes on proposals to ...

27 March 2023 MEDIA RELEASE
23-081MR Fong Financial Planners pleads guilty to dishonest conduct

On 24 March 2023, Fong Financial Planners Pty Ltd pleaded guilty in the Perth Magistrates Court to three charges of dishonest conduct while carrying ...

Last updated: 10/08/2024 11:23