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5103 media releases found
17 March 2023 MEDIA RELEASE
23-070MR ASIC grants conditional relief to facilitate reissue of certain life insurance policies

ASIC has provided conditional relief for life insurers from the design and distribution obligations (DDO) when reissuing life insurance policies in ...

17 March 2023 MEDIA RELEASE
23-069MR Former financial services director Mark McCabe charged with eight counts of fraud

Mark Francis McCabe, of Roseville, New South Wales has appeared in the Downing Centre Local Court on further fraud charges. Mr McCabe was charged ...

16 March 2023 MEDIA RELEASE
23-068MR ASIC issues interim stop orders on three BT Advance Asset Management Funds

ASIC has made interim stop orders preventing Advance Asset Management Limited (Advance) from offering or distributing three funds to retail investors ...

16 March 2023 MEDIA RELEASE
23-067MR Former financial adviser permanently banned from providing financial services for falsifying financial adviser exam results

ASIC has permanently banned Todd Karamian, of Sydney, New South Wales, from providing financial services and carrying on a financial services ...

15 March 2023 MEDIA RELEASE
23-066MR Adslot writes down goodwill following ASIC review

Following an ASIC review, Adslot Limited (Adslot) has written down all its goodwill in its financial report for the half-year ended 31 December 2022, ...

15 March 2023 MEDIA RELEASE
23-065MR Liquidator disciplinary committee cancels registration of Cameron Lindsay Duncan

On 28 February 2023, a liquidator disciplinary committee (the Committee) decided that Cameron Lindsay Duncan’s registration as a liquidator should be ...

15 March 2023 MEDIA RELEASE
23-064MR ASIC bans Queensland based adviser from providing financial services for three years

ASIC has banned Tanawha-based adviser Douglas Cecil Allen from providing financial services for three years. ASIC’s review of a sample of Mr Allen’s ...

15 March 2023 MEDIA RELEASE
23-063MR ASIC suspends Global Pacific Solutions Group AFS licence

ASIC has suspended the Australian financial services (AFS) licence of Global Pacific Solutions Group Pty Ltd (Global Pacific) for three years. ASIC ...

15 March 2023 MEDIA RELEASE
23-062MR AFS licence suspension of Sydney financial service provider ends following compliance with obligations

On 10 November 2022, ASIC suspended the Australian financial services (AFS) licence of Sydney based financial services provider Gigi Investment Group ...

13 March 2023 MEDIA RELEASE
23-061MR ASIC cancels AFS licence of Capital Capital Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of Capital Capital Pty Ltd (Capital Capital). The license authorised Capital ...

Last updated: 10/08/2024 11:23