Speeches
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
2023
Senate Economics References Committee - Inquiry into ASIC investigation and enforcement
Speech by ASIC Chair Joe Longo at the Senate Economics References Committee - Inquiry into ASIC investigation and enforcement, 23 June 2023.
ASIC encourages financial industry organisations to help lead through change
Speech by ASIC Chair Joe Longo at the ISDA/AFMA Forum, 20 June 2023.
ESG: Major change is underway, and we need to be ready
Speech by ASIC Chair Joe Longo at the Committee for Economic Development of Australia (CEDA) State of the Nation conference, 13 June 2023.
ASIC Chair’s AFR ESG Summit speech
Speech by ASIC Chair Joe Longo at the AFR environmental, social, and governance (ESG) Summit, 5 June 2023.
ASIC and greenwashing antidotes
Speech by ASIC Deputy Chair Karen Chester at RI Australia 2023 annual conference, 10 May 2023.
Australian Institute of Superannuation Trustees Conference of Major Super Funds 2023
Speech by ASIC Commissioner Danielle Press at the Australian Institute of Superannuation Trustees Conference of Major Super Funds, 22 March 2023.
Chair’s remarks at the AICD Australian Governance Summit 2023
Speech by ASIC Chair Joe Longo at the Australian Institute of Company Directors’ (AICD) Australian Governance Summit, 2 March 2023.
Parliamentary Joint Committee: Inquiry into Corporate Insolvency in Australia Opening Statement - 1 March 2023
Speech by ASIC Chief of Operations, Warren Day at the Parliamentary Joint Committee on Corporations and Financial Services, Inquiry into Corporate Insolvency in Australia, Wednesday 1 March 2023.
Senate Economics Legislation Committee Senate Estimates - Opening Statement - 1 March 2023
Opening statement by ASIC Chair Joe Longo at the Senate Economics Legislation Committee Senate Estimates, 1 March 2023.
Parliamentary Joint Committee on Corporations and Financial Services: Opening Statement - 23 February 2023
Speech by ASIC Chair Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services hearing, Thursday 23 February 2023.
Association of Superannuation Funds of Australia Conference 2023
Speech by ASIC Commissioner Danielle Press at the Association of Superannuation Funds of Australia Conference, 22 February 2023.
Senate Economics Legislation Committee Senate Estimates - Opening statement - 16 February 2023
Opening statement by ASIC Chair Joe Longo at the Senate Economics Legislation Committee Senate Estimates, 16 February 2023.
2022
Parliamentary Joint Committee on Corporations and Financial Services - Opening Statement - 5 December 2022
Opening statement by ASIC Chair Joseph Longo at the Parliamentary Joint Committee on Corporations and Financial Services, 5 December 2022.
Senate Economics Legislation Committee Budget Estimates 2022-2023 - Opening statement - November 2022
Opening statement by ASIC Chair Joe Longo at the Senate Economics Legislation Committee Budget Estimates 2022-2023, 9 November 2022.
ASIC's Annual Forum 2022: Enforcement priorities and the regulatory toolkit
Introductory remarks by ASIC Deputy Chair Sarah Court at the ASIC Annual Forum, Hilton Hotel, Sydney on 3 November 2022.
ASIC Annual Forum 2022: Chair’s keynote
Opening statement by ASIC Chair Joe Longo at the ASIC Annual Forum, Hilton Hotel, Sydney on 3 November 2022.
Insurance Council of Australia Annual Conference 2022
Speech by ASIC Deputy Chair Karen Chester at the Insurance Council of Australia Annual Conference, 2 November 2022.
Climate change: Urgency, integrity, ambition
Speech by ASIC Deputy Chair Karen Chester at the Carbon Market Institute’s 9th Australasian Emissions Reduction Summit, 25 October 2022.
32nd Annual Credit Law Conference - Regulatory Update
Speech by ASIC Commissioner Sean Hughes to the 32nd Annual Credit Law Conference, 12 October 2022.
House of Representatives Standing Committee on Economics - Opening Statement - 11 October 2022
Speech by ASIC Chair Joe Longo to the House of Representatives Standing Committee on Economics, 11 October 2022.
ASIC regulatory message: GRC2022 Annual Conference
Speech by ASIC Commissioner Sean Hughes to the GRC2022 Annual Conference, 11 October 2022.
Superannuation regulatory update: What to expect over the next five years
Speech by ASIC Commissioner Danielle Press to the AIST Conference of Major Superannuation Funds, 7 September 2022.
Looking ahead: ASIC’s priorities
Speech by ASIC Chair Joseph Longo to the Committee for Economic Development of Australia (CEDA), 23 August 2022.
ASIC update at the Financial Services Council member webinar
Speech by ASIC Deputy Chair Karen Chester at the Financial Services Council member webinar, Thursday 16 June 2022.
Reflections from the ASIC Chair
Speech by Chair Joseph Longo at the Law Council of Australia Business Law Section Corporations Workshop, 4 June 2022.
Chair's remarks at Corporate Counsel Association
Speech by Chair Joseph Longo at the Corporate Counsel Association’s Executive Committee webinar, 25 May 2022.
Opening statement to the Senate Economics Legislation Committee Budget Estimates - 6 April 2022
Opening statement by ASIC Chair Joseph Longo at the Senate Economics Legislation Committee Budget Estimates, Wednesday 6 April 2022.
Regulating crypto-asset–based investment products within the financial services framework
Speech by Commissioner Cathie Armour at the AFR Cryptocurrency Summit, Wednesday 6 April 2022.
Globalisation of financial services regulation
Speech by Commissioner Cathie Armour on Day 2 of the three-day annual #ACCELERATERegTech2022 event, Wednesday 6 April 2022.
Corporate regulation in Australia: The legacy of Ian Ramsay
Speech by Chair Joe Longo at the Melbourne University Law School Symposium in honour of Professor Ian Ramsay, Wednesday 30 March 2022 – Keynote address.
ASIC’s corporate governance priorities and the year ahead
Speech by Chair Joe Longo at the AICD Governance Summit, Thursday 3 March 2022.
2021
Opening statement to the inquiry into the Sterling Income Trust - 15 December 2021
Opening statement by ASIC Chair Joseph Longo at the inquiry into the Sterling Income Trust, 15 December 2021.
Opening statement to the inquiry into corporate sector engagement with Aboriginal and Torres Strait Islander consumers - 15 December 2021
Opening statement by ASIC Commissioner Sean Hughes at the inquiry into corporate sector engagement with Aboriginal and Torres Strait Islander consumers, Wednesday 15 December 2021.
31st Annual Credit Law Conference - Regulatory Update
Speech by Commissioner Sean Hughes at the 31st Annual Credit Law Conference, Thursday 9 December 2021.
The CFO agenda – a regulator’s perspective
Speech by Commissioner Cathie Armour at the Financial Review CFO Live summit, Monday 6 December 2021.
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 26 November 2021
Speech by ASIC Chair Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, Thursday 26 November 2021.
Pursuing the best outcomes for customers: ASIC’s approach and the work of internal auditors
Speech by ASIC Commissioner Sean Hughes at the Financial Services Assurance Forum, hosted by the Institute of Internal Auditors Australia, Thursday 25 November 2021.
Responsibility amid change
Speech by ASIC Chair Joe Longo at the AFR Super & Wealth Summit, Monday 22 November 2021.
Opening statement to the inquiry into the Sterling Income Trust - 18 November 2021
Opening statement by ASIC Chair Joseph Longo at the inquiry into the Sterling Income Trust, Canberra, 18 November 2021.
Opening statement to the inquiry into the Sterling Income Trust
Opening statement by ASIC Chair Joseph Longo at the inquiry into the Sterling Income Trust, Canberra, 16 November 2021.
Reflections on 2021: How regulators and industry responded to COVID-19
Speech by ASIC Commissioner Sean Hughes at the ARCA Credit Summit 2021, Friday 12 November 2021.
Whistleblower policies and the compliance gap
Speech by ASIC Commissioner Sean Hughes at the 3rd Australian National Whistleblowing Symposium, Thursday 11 November 2021.
Regulating FICC in today’s Age of Uncertainty
Keynote address by ASIC Commissioner Cathie Armour at the ISDA Annual Asia Pacific Conference, 19 October 2021.
Corporate governance update: climate change risk and disclosure
Speech by ASIC Commissioner Sean Hughes at the Governance Institute of Australia Fellows Roundtable, Thursday 14 October 2021.
General insurers: from trust-deficit to trust-dividend
Speech by ASIC Deputy Chair Karen Chester at the 2021 Annual Industry Forum of the Insurance Council of Australia, Wednesday 13 October 2021.
The regulator’s perspective
Speech by ASIC Chair Joseph Longo at the AFA Hybrid Conference 2021, hosted by the Association of Financial Advisers, Tuesday 21 September 2021.
House of Representatives Standing Committee on Economics - Opening statement - 10 September 2021
Opening statement by ASIC Chair Joe Longo at the House of Representatives Standing Committee on Economics, 10 September 2021, Parliament House, Canberra.
Inquiry into the implications of common ownership and capital concentration in Australia - Opening Statement
Opening statement by ASIC Commissioner Cathie Armour at the House of Representatives Standing Committee on Economics, 10 September 2021, Parliament House, Canberra.
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 27 August 2021
Opening statement by ASIC Chair, Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, 27 August 2021, Parliament House, Canberra.
The 4Cs of risky business
Keynote address by ASIC Deputy Chair Karen Chester at Risk Australia 2021, Wednesday 25 August 2021.
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 18 June 2021
Opening statement by ASIC Chair, Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, 18 June 2021, Parliament House, Canberra.
Senate Economics Legislation Committee - Opening statement - 2 June 2021
Opening statement by ASIC Chair Joseph Longo at the Senate Economics Legislation Committee, 2 June 2021, Parliament House, Canberra.
Australian Institutional Investor Roundtable
A speech by Deputy Chair Karen Chester, to the Australian Institutional Investor Roundtable hosted by Standards Board for Alternative Investments (SBAI), Thursday 22 April 2021.
Senate Economics Legislation Committee inquiry into the ‘Your Future, Your Super’ Bill: Opening statement
Opening statement by ASIC Chair James Shipton at the Senate Economics Legislation Committee Inquiry into the Treasury Laws Amendment (Your Your Future, Your Super) Bill 2021, 7 April 2021, Parliament House, Canberra.
House of Representatives Standing Committee on Economics - Opening statement
Opening statement by ASIC Chair James Shipton at the House of Representatives Standing Committee on Economics, 29 March 2021, Parliament House, Canberra.
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement
Opening statement by ASIC Chair, James Shipton at the Parliamentary Joint Committee on Corporations and Financial Services, 19 March 2021.
Regulation for recovery: when pilots become enduring practice
Speech by Deputy Chair Karen Chester, to the AFR Business Summit 2021, Wednesday 10 March 2021.
Conversation with ASIC: AFIA Risk Summit
Speech by ASIC Commissioner, Sean Hughes, to the Australian Finance Industry Association (AFIA) Risk Summit, Tuesday 16 February 2021.
2020
ASIC’s expectations for protecting vulnerable customers
Speech delivered by Sean Hughes, ASIC Commissioner, to the Financial Services Assurance Forum, Thursday 26 November 2020.
Getting on with it
Keynote address by Karen Chester, Acting Chair, ASIC at the AFR Banking & Wealth Summit, Wednesday 18 November 2020
2020 in review and COVID-19 recovery
Speech by Sean Hughes, ASIC Commissioner, at the Australian Retail Credit Association Conference, 13 November 2020.
Senate Economics Legislation Committee – Budget Estimates
Opening statement by Karen Chester, ASIC Acting Chair, at the Senate Economics Legislation Committee – Budget Estimates, 27 October 2020
Regulatory update
Speech by Sean Hughes, ASIC Commissioner, at the 30th Annual Credit Law Conference, 26 October 2020.
Statement by ASIC regarding relocation payments made to the Chair, James Shipton and Deputy Chair, Daniel Crennan QC
Statement by James Shipton, ASIC Chair, at the House of Representatives Standing Committee on Economics, Parliament House, 23 October 2020.
ASIC Regtech Responsible Lending Demonstration Webinar
Opening address by Sean Hughes, ASIC Commissioner, at the ASIC Regtech Responsible Lending Demonstration Webinar, 20 August 2020.
Regulation, trust and social licence
Opening remarks by ASIC Chair, James Shipton, to the Australia and New Zealand School of Government (ANZSOG) National Regulators Community of Practice (NRCoP) webinar on ‘Regulation, Trust and Social Licence’, Tuesday 11 August 2020.
Parliamentary Joint Committee on Corporations and Financial Services Inquiry into litigation funding and the regulation of the class action industry
Opening statement by ASIC Deputy Chair, Daniel Crennan QC at the Parliamentary Joint Committee on Corporations and Financial Services, Inquiry into litigation funding and the regulation of the class action industry, Wednesday 29 July 2020, Parliament House, Canberra
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement
Opening statement by ASIC Chair, James Shipton at the Parliamentary Joint Committee on Corporations and Financial Services, Oversight of ASIC, the Takeovers Panel and the Corporations Legislation No.1 of the 46th Parliament, public hearing, Wednesday 15 July 2020, Parliament House, Canberra.
Members Equity Bank (ME Bank) redraw issue
Opening statement by Sean Hughes, ASIC Commissioner, at the House of Representatives Standing Committee on Economics (Australia's four major banks and other financial institutions), 3 June 2020.
Select Committee on COVID-19 – Opening statement
Opening statement by James Shipton, Chair, Australian Securities and Investments Commission, at the Senate Select Committee on COVID-19 public hearing, 28 May 2020.
FINSIA: The Regulators – Priorities Updated
Opening remarks by James Shipton, Chair, Australian Securities and Investments Commission, to the Financial Services Institute of Australasia (FINSIA) webinar ‘The Regulators: Priorities Updated’, 21 May 2020
Parliamentary Joint Committee – Corporations and Financial Services, ASIC Chair James Shipton, Opening Statement
Opening statement by James Shipton, Chair, Australian Securities and Investments Commission, Parliamentary Joint Committee – Corporations and Financial Services, 28 February 2020
ASIC Update to the Members Health Directors' Professional Development Program 2020
Speaking notes from the keynote address to the Members Health Directors' Professional Development Program by ASIC Commissioner John Price, Sydney, 5 February 2020
2019
Business Ethics: New challenges, better theories, practical solutions
Keynote address at the Australasian Business Ethics Network (ABEN) Conference by ASIC Commissioner John Price, Melbourne, 9 December 2019.
Consumer outcomes: A truth universally acknowledged
A Speech by ASIC Deputy Chair Karen Chester at the AICD Leaders’ Lunch, Brisbane, 29 November 2019
FPA Professionals Congress
A speech by ASIC Commissioner Danielle Press at the FPA Professionals Congress, Melbourne, 28 November 2019
Parliamentary Joint Committee – Corporations and Financial Services, ASIC Chair James Shipton, Opening Statement
Opening statement by James Shipton, Chair, Australian Securities and Investments Commission, Parliamentary Joint Committee – Corporations and Financial Services, 19 November 2019
Interpreting responsible lending
Keynote address by ASIC Commissioner Sean Hughes at the ASF Conference, Sydney, 18 November 2019
FINSIA: The Regulators
Opening remarks by ASIC Deputy Chair Karen Chester at The Regulators 2019, Sydney, 15 November 2019
ASIC’s Vision for a Fair, Strong and Efficient Financial System for all Australians
Keynote address by ASIC Commissioner Sean Hughes at the ARCA National Conference, Gold Coast, 14 November 2019
The Future of the Corporation: The Regulator’s Perspective
A speech by ASIC Deputy Chair Daniel Crennan QC at the Supreme Court of New South Wales Annual Corporate and Commercial Law Conference 2019, Sydney, 29 October 2019
An Australian regulator’s view on financial technology
A speech by ASIC Commissioner Cathie Armour at the China Financial Summit 2019, 22nd China Beijing International High-Tech Expo, Beijing, 23 October 2019
GRC Conference: Regulatory Panel
A speech by ASIC Commissioner Sean Hughes at the GRC Conference: Regulatory Panel, Melbourne, 17 October 2019
ASIC regulatory and enforcement update
Keynote address at the Australian Institute of Credit Management (AICM) 2019 National Conference by ASIC Commissioner John Price, Gold Coast, 17 October 2019.
New Frontiers in Regulation
Opening statement by ASIC Chair, James Shipton, at the CFA Societies Australia Investment Conference, Sydney, 17 October 2019
National Insurance Brokers Association Convention – ASIC Update
A speech by ASIC Commissioner Danielle Press at the National Insurance Brokers Association (NIBA) Convention, Gold Coast, 15 October 2019.
'Other people’s money' and changing global markets
Keynote address by ASIC Chair, James Shipton, at the Asia Securities Industry & Financial Markets Association (ASIFMA) Annual Conference, 'Developing Asia's Capital Markets', Tokyo, Japan, 10 October 2019
Keynote address at AICD Fellows Victorian Division Event
Keynote address by John Price, Commissioner, ASIC at the Australian Institute of Company Directors Fellows Victorian Division Event (Melbourne, Australia), 3 October 2019
Launch of ASIC’s report on director and officer oversight of non-financial risk
A keynote address by ASIC Chair James Shipton at the Australian Institute of Company Directors, Essential Director Update, Sydney, 2 October 2019
ASIC regtech voice analytics symposium
Opening statement by ASIC Chair James Shipton, Melbourne, 24 September 2019
Making a real difference for real Australians
Opening statement by ASIC Chair, James Shipton at the Parliamentary Joint Committee on Corporations and Financial Services, 13 September 2019
Risk Management Association Australia - ASIC Update
A speech by ASIC Commissioner Sean Hughes at the Risk Management Association Australia event, Melbourne, 10 September 2019
How to engage with regulators - Opening remarks
Opening remarks by John Price, Commissioner, Australian Securities and Investments Commission at the Governance Institute of Australia National Conference 2019, (Sydney, Australia) 2 September 2019
ASIC’s approach to enforcement after the Royal Commission
A speech by ASIC Commissioner Sean Hughes at 'Banking in the Spotlight': the 36th Annual Conference of the Banking and Financial Services Law Association, Gold Coast, Queensland, 30 August 2019
ASIC update and myth busting at breakfast
A speech by ASIC Deputy Chair Karen Chester at the ASIC Queensland Regional Liaison Breakfast, Brisbane, 28 August 2019
Keynote address - Financial Services Council Summit 2019
A keynote address by ASIC Chair, James Shipton at the Financial Services Council Summit 'Shape your industry' (Sydney, Australia) 28 August 2019
ASIC Regtech Financial Advice Files Symposium - Opening statement
Opening statement by Daniel Crennan QC, Deputy Chair, Australian Securities and Investments Commission at the ASIC Regtech Financial Advice Files Symposium, (Sydney, Australia) 22 August 2019
Keynote address at Risk Australia Conference
Keynote address by John Price, Commissioner, Australian Securities and Investments Commission at the Risk Australia Conference, (Sydney, Australia) 15 August 2019
Redefining conduct in FX Markets
A speech by Commissioner Cathie Armour at the ACI Redefining Conduct in FX Markets Seminar, Sydney, 14 August 2019
ASIC Regtech Monitoring Financial Promotions: Demonstration and Symposium
Opening statement by Commissioner Cathie Armour at the ASIC Regtech Monitoring Financial Promotions: Demonstration and Symposium, Friday 2 August 2019
Doing the right thing
A speech by Deputy Chair, Karen Chester, Australian Securities and Investments Commission at The Directors’ Colloquium: Conversations for Corporate Board Members, Sydney, 30 July 2019
AICD directors briefing: Meet the regulator panel session
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Australian Institute of Company Directors, Directors Briefing: Meet the Regulators (Perth, Australia) 22 July 2019.
CEDA keynote address
Keynote address by ASIC Chair, James Shipton at CEDA, Melbourne, 27 June 2019
Governance and Risk Management Forum - Keynote Panel
Keynote panel discussion by John Price, Commissioner, Australian Securities and Investments Commission at the Governance and Risk Management Forum, Melbourne, 20 June 2019
Insights on regulatory and market developments in Australia
A speech by Commissioner Cathie Armour at the Australian Regulatory Summit 2019, Sydney, 4 June 2019
ASIC Annual Forum 2019 - ASIC Chair's closing remarks
A speech by ASIC Chair, James Shipton at the ASIC Annual Forum 2019, Sydney, 17 May 2019
ASIC Annual Forum 2019 - ASIC Chair's introductory comments
A speech by ASIC Chair, James Shipton at the ASIC Annual Forum 2019, Sydney, 16 May 2019
Budget Estimates - Opening Statement, ASIC Chair James Shipton, 10 April 2019
Budget Estimates, Opening Statement by ASIC Chair James Shipton, 10 April 2019
The fairness imperative
A speech by James Shipton, ASIC Chair, Conduct regulator’s address, the AFR Banking and Wealth Summit, 27 March 2019.
Regulator update - 2019 Annual Superannuation Law Conference
A speech by ASIC Commissioner, Sean Hughes delivered at the 2019 Annual Superannuation Law Conference, Law Council of Australia, Friday, 8 March 2019, QT Hotel Gold Coast, QLD
Senate Economic References Committee - Opening Statement by ASIC Commissioner John Price
Commonwealth Registers Bill 2019 and 4 related bills [Provisions]
Opening statement by John Price, Commissioner, Australian Securities and Investments Commission at the Senate Economic References Committee, (Melbourne, Australia), 13 March 2019
ANU Climate Update
Address by ASIC Commissioners Sean Hughes (Canberra, 7 February 2019) and Cathie Armour (Sydney, 21 February 2019 and Adelaide, 4 March 2019)
Emerging lessons from the Financial Services Royal Commission for the regulation of health practitioners
Speech by John Price, Commissioner, Australian Securities and Investments Commission at the AHPRA - National Registration and Accreditation Scheme Combined Meeting, 2019, Melbourne, 28 February 2019
The Financial Services Royal Commission and other emerging issues relating to the general insurance industry from an ASIC perspective
Keynote address by ASIC Commissioner Sean Hughes at the Insurance Council of Australia Annual Forum 2019, Hilton Sydney, 27 February 2019
Keynote address at Group of 100 Dinner
Keynote address by John Price, Commissioner, Australian Securities and Investments Commission at the G100 dinner, Melbourne, 26 February 2019
Senate Economics Legislation Committee: Opening statement by ASIC Chair, James Shipton - 20 February 2019
Opening statement by James Shipton, Chair, Australian Securities and Investments Commission, Senate Economics Legislation Committee, 20 February 2019
2018
ASIC’s recent initiatives to strengthen underwriting standards
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission at the Australian Securitisation Conference 2018, (Sydney, Australia) 27 November 2018
Whistleblowing - new rules, new policies, new vision
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Griffith University Whistleblowing Conference, (Sydney, Australia) 16 November 2018
An ASIC update by John Price, Commissioner
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the FINSIA 'the Regulators' panel event, (Melbourne, Australia) 15 November 2018
Financial regulation in a digital world
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Monash Centre For Commercial Law and Regulatory Studies Symposium, (Melbourne, Australia) 12 November 2018
ASIC's perspective on small business
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Institute of Public Accountants National Congress, (Sydney, Australia), 2 November 2018
Ethics and professionalism post Royal Commission – A regulator's view
Keynote address by Cathie Armour, Commissioner, Australian Securities and Investments Commission at the CIMA Society of Australia Annual Conference (Melbourne, Australia), 30 October 2018 and John Price, Commissioner, Australian Securities and Investments Commission (Sydney, Australia), 1 November 2018
Senate Economics Legislation Committee: Opening statement by ASIC Chair, James Shipton
Opening comments by James Shipton, Chair, Australian Securities and Investments Commission, Senate Economics Legislation Committee, 24 October 2018
Keynote Address: ISDA Annual Australia Conference
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission at the ISDA Annual Australia Conference, (Sydney, Australia), 23 October 2018
Parliamentary Joint Committee on Corporations and Financial Services – Opening statement by ASIC Chair James Shipton
Opening statement by James Shipton, Chair, Australian Securities and Investments Commission Parliamentary Joint Committee on Corporations and Financial Services, 19 October 2018
ASIC’s strategic focus and key priorities over the next year: Improving conduct and restoring trust
A speech by John Price, Commissioner, Australian Securities and Investments Commission, RMA Annual CRO Conference 2018, (Melbourne, Australia), 4 September 2018
ASIC and small business
A speech by John Price, Commissioner, Australian Securities and Investments Commission, Vodafone National Small Business Summit 2018 (Sydney, Australia), 31 August 2018
Parliamentary Joint Committee on Corporations and Financial Services – Opening statement by ASIC Chair James Shipton
Opening statement by James Shipton, Chair, Australian Securities and Investments Commission Parliamentary Joint Committee on Corporations and Financial Services, 17 August 2018
The trust deficit and superannuation
A speech by James Shipton, Chair, Australian Securities and Investments Commission at the Financial Services Council Summit 2018 (Melbourne, Australia), 26 July 2018.
How financial services firms can act to meet community expectations through transparency and accountability
A speech by Peter Kell, Deputy Chair, Australian Securities and Investments Commission at the ASIC Regulatory Update, Pritchitt Partners, Melbourne, 17 July 2018.
ASIC’s approach to innovation
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission at the Australian British Fintech Cyber Catalyst, (London, England), 3 July 2018
House of Representatives Economics Committee
Opening statement by James Shipton, Chair, Australian Securities and Investments Commission, House of Representatives Economics Committee, 22 June 2018
Climate change
Keynote address by John Price, Commissioner, Australian Securities and Investments Commission, Centre for Policy Development: Financing a Sustainable Economy (Sydney, Australia), 18 June 2018
Reinforcing culture in a climate of low trust
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Governance Institute of Australia – Governance and Risk Management Forum, (Sydney, Australia), 7 June 2018
ASIC update: Informing and engaging shareholders
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Australasian Investor Relations Association 2018 – Annual half-day seminar, (Sydney, Australia), 7 June 2018
Senate Economics Legislation Committee: Opening statement by ASIC Chair, James Shipton
Opening comments by James Shipton, Chair, Australian Securities and Investments Commission, Senate Economics Legislation Committee, 30 May 2018
Professionalism and Other Things
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission at the Stockbrokers and Financial Advisers Conference 2018, (Melbourne, Australia), 24 May 2018
ASIC Regulatory Update: Expectations in the current environment? Our perspective on reform and regulatory developments
Opening comments by Peter Kell, Deputy Chair, Australian Securities and Investments Commission, Actuaries Institute Financial Services Forum, Hilton Sydney (Sydney, Australia), 22 May 2018
A matter of trust: Aligning public, corporate and regulator expectations
A speech by John Price, Commissioner, Australian Securities and Investments Commission, Audit & Risk Committee Forum 2018 (Melbourne, Australia), 21 May 2018
The Trust Deficit and Corporate Australia - ACSI Conference 2018
Keynote address by James Shipton, Chair, Australian Securities and Investments Commission, Australian Council of Superannuation Investors Annual Conference (Sydney, Australia), 17 May 2018
#Accelerate Regtech 2018: The role of the regulator
Keynote address by John Price, Commissioner, Australian Securities and Investments Commission, Accelerate Regtech 2018 (Sydney, Australia), 3 May 2018
ASIC update: Initial coin offerings and cryptocurrency
A speech by John Price, Commissioner, Australian Securities and Investments Commission, Tyro FinTech Hub – Events Space
(Sydney, Australia), 26 April 2018
Keynote speech: A new era for conduct regulation in Australia
A speech by James Shipton, Chair, Australian Securities and Investments Commission at the Thomson Reuters Australian Regulatory Summit (Sydney, Australia), 11 April 2018
Rebuilding trust – a conduct regulator’s perspective
Regulatory address by James Shipton, Chair, Australian Securities and Investments Commission, delivered at the AFR Banking and Wealth Summit 2018, Sydney Australia, 5 April 2018
ASIC Annual Forum 2018: Opening address by ASIC Chair, James Shipton
Keynote speech by James Shipton, Chair, Australian Securities and Investments Commission, ASIC Annual Forum 2018 (Sydney Australia), 19 March 2018
Essential legal and regulatory update
A presentation by ASIC Commissioner, John Price at the Governance Institute of Australia - Essential Legal and Regulatory Update, 13 March 2018
Regulatory update to the general insurance industry
A speech by Peter Kell, Deputy Chair, Australian Securities and Investments Commission to the Insurance Council of Australia Annual Forum 2018 (Sydney, Australia), 7 March 2018
Productivity Commission Inquiry into competition in the Australian financial system, Hearings on draft report
Opening statement by Greg Kirk, Senior Executive Leader, Strategy Australian Securities and Investments Commission, Productivity Commission Inquiry into competition in the Australian financial system, Hearings on draft report (Melbourne, Australia), 6 March 2018
Senate Economics Legislation Committee: Opening statement by ASIC Chair, James Shipton
Opening statement by James Shipton, Chair, Australian Securities and Investments Commission, Senate Economics Legislation Committee: Additional estimates for 2017–18, 28 February 2018
Insurance in super: The regulators – What do they think?
A speech by Peter Kell, Deputy Chair, Australian Securities and Investments Commission at the Association of Superannuation Funds of Australia (ASFA) Spotlight on Insurance, Sydney, 27 February 2018
Parliamentary Joint Committee on Corporations and Financial Services – Opening statement by ASIC Chair James Shipton
Opening statement by James Shipton, Chair, Australian Securities and Investments Commission Parliamentary Joint Committee on Corporations and Financial Services, 16 February 2018
Parliamentary Joint Committee on Corporations and Financial Services – Statement on audit quality
Statement by John Price, Commissioner, Australian Securities and Investments Commission Parliamentary Joint Committee on Corporations and Financial Services, 16 February 2018
2017
Book launch: ‘Managing Culture: A good practice guide’
A speech by John Price, Commissioner, Australian Securities and Investments Commission, Book launch 'Managing Culture: A good practice guide', The Ethics Centre, Sydney, 12 December 2017
Opening Statement: Parliamentary Joint Committee on Corporations and Financial Services
Opening statement by Peter Kell, Acting Chair, Australian Securities and Investments Commission at the Parliamentary Joint Committee on Corporations and Financial Services session, 1 December 2017
Market structures and market integrity: ASIC Update on Australian markets
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission, CFA Societies Australia 2017 Conference, (Melbourne, Australia), 1 November 2017
The fintech sector opportunity: ASIC perspective
A speech by John Price, Commissioner, Australian Securities and Investments Commission, 4th Annual FinTech Summit 2017, Sydney, 2 November 2017
ASIC Chairman’s remarks at the Sydney Stakeholder Event
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Sydney Stakeholder Event, (Sydney, Australia), 30 October 2017
Opening Statement: Parliamentary Joint Committee on Corporations and Financial Services
Opening statement by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Parliamentary Joint Committee on Corporations and Financial Services session, 27 October 2017
Opening statement: Senate Estimates
A statement by Greg Medcraft, Chairman, Australian Securities and Investments Commission, 26 October 2017
Banks and financial technology: will banks become back offices for fintech companies?
A speech by John Price, Commissioner, Australian Securities and Investments Commission, International Bar Association Annual Conference 2017, (Sydney, Australia), 12 October 2017
Addressing financial consumer protection risks in an increasingly digital and financial world
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, OECD–ASIC Asia–Pacific Seminar (Melbourne, Australia), 28 September 2017
ASIC and Australia's ageing population
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Stakeholder Event (Adelaide, Australia), 27 September 2017
Impact of fintech in capital markets
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, IOSCO Growth and Emerging Markets Committee Annual Conference (Colombo, Sri Lanka), 20 September 2017
The role of the regulator in the cyber insurance market
A speech by John Price, Commissioner, Australian Securities and Investments Commission, Cyber Insurance Forum (Sydney, Australia), 21 September 2017
ASIC's Regtech Showcase - Opening remarks
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, ASIC's Regtech Showcase, Sydney, 18 September 2017
Codes of conduct and the widening perimeter of regulatory intervention
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Australian Centre for Financial Studies Workshop, ‘Can codes of conduct restore trust and warranted accountability?’, King & Wood Mallesons, Sydney, 14 September 2017
Challenge and change: ASIC’s regulatory focuses for 2017–18 and beyond and what risk managers should be thinking about
A speech by John Price, Commissioner, Australian Securities and Investments Commission Delivered at the Risk Management Association (RMA), Chief Risk Officers Conference, 12 September 2017
Digital disruption and data: An ASIC update
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the FINSIA Regulator Panel (Sydney, Australia), 8 September 2017
PJC Inquiry into the Life Insurance Industry
Opening statement by ASIC Deputy Chairman Peter Kell, Parliamentary Joint Committee, Corporations and Financial Services, 8 September 2017
Small business and ASIC
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Law Council of Australia and the Law Society of NSW SME Business Law Conference (Sydney, Australia), 1 September 2017
Update on ASIC’s priorities
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the ADC Forum Boardroom Lunch (Perth, Australia), 31 August 2017
Reflections on a career at ASIC
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the WA Chamber of Commerce and Industry (Perth, Australia), 31 August 2017
ASIC and Australia's ageing population
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Perth Stakeholder Event (Perth, Australia), 29 August 2017
Parliamentary Joint Committee – Corporations and Financial Services – ASIC Chairman - Opening Statement
A statement by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Parliamentary Joint Committee, Corporations and Financial Services, 11 August 2017
ASIC and Australia's ageing population
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Brisbane Stakeholder Event (Brisbane, Australia), 25 July 2017
The human factor: Is conduct risk on your radar?
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Institute of Internal Auditors Australia International Conference (Sydney, Australia), 25 July 2017
Update on ASIC’s priorities
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the ADC Forum Boardroom Lunch (Sydney, Australia), 20 July 2017
Outline of ASIC’s approach to corporate culture
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the AICD Directors’ Forum: Regulators’ Insights on Risk Culture (Sydney, Australia), 19 July 2017
Global regulatory coordination and the value of global forums in a period of rapid change
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Bund Summit on Fintech: Technology-Driven Global Financial Transformation (Shanghai, People’s Republic of China), 9 July 2017
Productivity Commission Inquiry into the state of competition in the Australian financial system: Roundtable – ASIC Opening Statement
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission at the Productivity Commission Inquiry into the state of competition in the Australian Financial System: Roundtable (Melbourne, Australia), 29 June 2017
Regulatory developments in asset management
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Bloomberg Buyside Forum (Sydney, Australia), 20 June 2017
The importance of corporate culture
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Gilbert + Tobin Board Luncheon (Melbourne, Australia), 15 June 2017
Parliamentary Joint Committee – Corporations and Financial Services - ASIC Chairman Opening Statement
A statement by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Parliamentary Joint Committee, Corporations and Financial Services, 16 June 2017
The role of securitisation in funding economic activity and growth
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Global ABS Conference (Barcelona, Spain) on 7 June 2017
A better toolkit for ASIC
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission to the Thomson Reuters Regulatory Summit 2017 (Sydney, Australia) on 6 June 2017
Role of securitisation in funding economic activity and growth
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Australian Securitisation Forum Investor Seminar (London, United Kingdom), 5 June 2017
ASIC regulatory update 2017
A presentation by John Price, Commissioner, Australian Securities and Investments Commission to the Governance Institute Corporate Governance Forum, 1 June 2017
Reflections on leadership
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission, William Roberts Lawyers Leadership Seminar Series (Sydney), 30 May 2017
Senate Economics Committee - ASIC Chairman Opening Statement
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Senate Economics Committee, 31 May 2017
The importance of trust in a digital world
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Stockbrokers and Financial Advisers Conference (Sydney), 25 May 2017
Regulatory update to the general insurance industry
A speech by Peter Kell, Deputy Chair, Australian Securities and Investments Commission to the Finity Consulting General Insurance Director Forum (Sydney, Australia), 10 May 2017
Opening statement: Parliamentary Joint Committee
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Parliamentary Joint Committee on Corporations and Financial Services inquiry into whistleblower protections in the corporate, public and not-for-profit sectors, 27 April 2017
ASIC’s regulatory approach to high-frequency trading and dark pools
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission
High-frequency trading, dark pools and algo trading: Assessing regulatory approaches and unintended consequences (St John’s College, Oxford University, United Kingdom), 21 April 2017
ASIC's regulatory sandbox
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Perth Fintech Meetup (Perth, Australia), 19 April 2017
What good looks like
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Governance Institute of Australia – Essential Legal and Regulatory Update (Sydney, Australia), 6 April 2017
The importance of corporate culture
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, AHRI Senior HR Leaders Forum Luncheon, (Sydney, Australia), 5 April 2017
Insights from the 2017 World Economic Forum Annual Meeting, Davos
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Herbert Smith Freehills boardroom luncheon, (Sydney, Australia), 4 April 2017
How having a good culture can mitigate against corruption
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Government Business Roundtable on Anti-corruption, (Sydney, Australia), 31 March 2017
Three themes from the ASIC Annual Forum
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, ASIC Annual Forum 2017 (Hilton, Sydney), 21 March 2017
The Fourth Industrial Revolution: Impact on financial services and markets
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, ASIC Annual Forum 2017 (Hilton, Sydney), 20 March 2017
Life insurance claims handling
A speech by Peter Kell, Deputy Chair, Australian Securities and Investments Commission, Money Management’s Claims Handling Breakfast (Sydney, Australia), 16 March 2017
Senate Economics Committee - Chairman Opening Statement
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Senate Economics Committee, 2 March 2017
Regulatory update to the general insurance industry
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Insurance Council of Australia Annual Forum (Sydney, Australia), 17 February 2017
ASIC's National Financial Literacy Strategy
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Financial Capability Breakfast Briefing, Parliament House (Canberra, Australia), 16 February 2017
Market cleanliness
An opinion article by Cathie Armour, published in The Australian Financial Review on Wednesday 1 February 2017
World Economic Forum and cyber security
An opinion article by Greg Medcraft, published in The Australian on Friday 20 January 2017
2016
Law reform is needed so whistleblowers can be better protected
An article by John Price, published in The Australian, Friday 16 December 2016
Building resilience: The challenge of cyber risk
A speech by Greg Medcraft, ASIC Chairman, Australian Securities and Investments Commission, Australian Chamber of Commerce and Industry business reception event (Melbourne, Australia), 15 December 2016
Fintech: Opportunities, risks and challenges
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Group of 100, National Executive Dinner (Sydney, Australia), 14 December 2016
The importance of corporate culture
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Australian Club Melbourne, International Table Luncheon (Melbourne, Australia), 8 December 2016
Whistleblowing
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Business Law Section of the Law Council of Australia Whistleblowing Seminar (Sydney, Australia), 2 December 2016
Times of change: ASIC update for the accounting profession
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the 2016 Institute of Public Accountants NSW & ACT Conference (Sydney, Australia), 1 December 2016
Positioning ASIC as a regulator for the future
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the American Chamber of Commerce in Australia (AmCham) business briefing (Sydney, Australia), 30 November 2016
Conduct in the spotlight: Views from ASIC
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Institute of Internal Auditors Australia’s Financial Services Internal Audit Conference (Sydney, Australia), 29 November 2016
The current state of corporate culture
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Governance Institute of Australia, 33rd National Conference (Sydney, Australia), 28 November 2016
A question of risk
A speech by John Price, Commissioner, Australian Securities and Investments Commission, RMA Australia and PricewaterhouseCoopers,(Sydney, Australia), 22 November 2016
Looking beyond the margins of OTC derivatives reform: Keynote address
A speech by Oliver Harvey, Senior Executive Leader, Australian Securities and Investments Commission to the 2016 ISDA Annual Australia Conference (Sydney, Australia), 20 October 2016
Developing Asia’s capital markets: Fintech opportunities, risks and challenges
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, ASIFMA 2016 Annual Conference, (Singapore), 17 November 2016
Cross-border innovation: Enabling fintech and regtech innovations across borders
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, International Institute of Finance Chief Risk Officer Forum, (Singapore), 16 November 2016
FINSIA Regulators Panel opening remarks: How data can drive consumer outcomes
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, FINSIA Regulators Panel, (Melbourne, Australia), 11 November 2016
Innovation and regulation
A speech by John Price, Commissioner, Australian Securities and Investments Commission, Adelaide Fintech Meet-up, (Adelaide, Australia), 11 November 2016
Addressing uncertainty in consumer lending
A speech by John Price, Commissioner, Australian Securities and Investments Commission, Australian Retail Credit Association National Conference (Adelaide, Australia), 11 November 2016
Driving better consumer outcomes in the era of big data and artificial intelligence
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Corporate Governance Discussion Group (Sydney, Australia), 3 November 2016
ASIC and behavioural economics: Regulating for real people
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission, The Impacts of Behavioural Economics on Financial Markets and Regulations Symposium (Brisbane, Australia), 18 October 2016
Financial literacy: ASIC update
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission, Australian Bankers’ Association (ABA) Financial Literacy Conference (Sydney, Australia), 6 October 2016
Meeting our long-term challenges: ASIC’s Corporate Plan
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, ADC Forum Lunch (Sydney, Australia), 15 September 2016
Keynote address: Regulatory perspective on conduct risk, culture and governance
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission, Risk Australia Conference (Sydney, Australia), 18 August 2016
Self-managed superannuation funds – Markets trends and regulatory focus
A speech by Greg Tanzer, Commissioner , Australian Securities and Investments Commission, Certified Practising Accountants Australia National SMSF Conference 2016 (Melbourne, Australia), 11 August 2016
FinTech, Platforms and Wraps – The Future of Wealth Management Technology
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission at the The Future of Wealth Management Technology (Sydney, Australia), 4 August 2016
Future priorities for ASIC and the financial system: Building trust and confidence in our financial markets
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Committee for Economic Development of Australia (CEDA) Lunch (Melbourne, Australia), 29 July 2016
The importance of corporate culture in improving governance and compliance
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Challenger Legal and Corporate Affairs team offsite (Sydney, Australia), 28 July 2016
Good corporate culture, values and ethics
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the launch of Governance Institute of Australia’s inaugural Ethics Index (Sydney, New South Wales), 20 July 2016
Emerging risks and vulnerabilities: Liquidity
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Salzburg Global Forum on Finance in a Changing World (Salzburg, Austria) 28 June 2016
Capital markets across the globe: Integration or fragmentation?
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Salzburg Global Forum on Finance in a Changing World (Salzburg, Austria) 27 June 2016
Financing the global economy: Opening remarks
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Salzburg Global Forum on Finance in a Changing World (Salzburg, Austria) 27 June 2016
Tone from the top: Influencing conduct and culture
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Thomson Reuters 4th Annual Australian Regulatory Summit (Sydney, New South Wales) 21 June 2016
Directors’ duties and culture
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Law Council of Australia, Business Law Section Corporations Workshop (Gold Coast, Queensland) 19 June 2016
Building trust and confidence: ASIC priorities
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Annual Stockbrokers Conference (Melbourne, Australia) 2 June 2016
ASIC’s focus on culture – digging into the detail
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Corporate Governance Forum 2016 (Sydney, Australia) 25 May 2016
Why culture matters
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at BNP Paribas Conduct Month (Sydney, Australia) 24 May 2016
Senate Estimates: Opening Statement 6 May 2016
Improving business through compliance: A regulator’s perspective
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission, General Counsel Summit, 4 May 2016
My time at ASIC and the work of IOSCO and the FSB on asset management and liquidity
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, ICI Global Dinner, APAC Chapter (Sydney, Australia) 4 May 2016
Why are we talking about culture?
Opening remarks by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission, AFR Banking & Wealth Summit 2016 (Sofitel Wentworth, Sydney) 5 April 2016
Regulating for the future: Innovation, disruption and cyber resilience
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, AFR Banking & Wealth Summit 2016 (Sofitel Wentworth, Sydney) 6 April 2016
Culture shock
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, ASIC Annual Forum 2016 (Hilton, Sydney) 21 March 2016
Challenge and change - an update for the accounting profession
A speech by John Price, Commissioner, Australian Securities and Investments Commission delivered at the IPA Public Practice Symposium (Sydney, Australia), 17 March 2016
Regulatory update to general insurance industry 2016
A speech by Peter Kell, Commissioner, Australian Securities and Investments Commission, to the Insurance Council of Australia Annual Forum 2016 (Sydney, Australia), 4 March 2016
The regulator and marketplace lending
A speech by John Price, Commissioner, Australian Securities and Investments Commission, Alternative Finance Australasia Summit (Sydney, Australia), 29 February 2016
Regulation and innovation in mortgage lending A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission to the Australian Mortgage Innovation Summit 2016, 18 February 2016
Capital markets and digital disruption A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Official Monetary and Financial Institutions Forum Roundtable, 15 February 2016
2015
Deepening global securitisation markets: An IOSCO perspective
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Australian Securitisation Forum Annual Conference, 1 December 2015
Opening statement: Parliamentary Joint Committee
A speech by Michael Saadat, Senior Executive Leader, Australian Securities and Investments Commission to the Parliamentary Joint Committee on Corporations and Financial Services inquiry into impairment of customer loans, 23 November 2015
Corporate culture and corporate regulation
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Law Council of Australia BLS AGM seminar (Melbourne, Victoria) 20 November 2015
Opening statement: Parliamentary Joint Committee
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Parliamentary Joint Committee, 19 November 2015
Digital disruption: Harnessing the opportunities, mitigating the risks
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Women in banking and finance business series luncheon, 17 November 2015
Dealing with fraud: A regulator’s perspective
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Association of Certified Fraud Examiners Melbourne Chapter annual seminar (Melbourne, Australia), 10 November 2015
Meeting our long-term challenges: ASIC’s Corporate Plan
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Australian Chamber of Commerce and Industry (Sydney, Australia), 6 November 2015
Digital disruption and how regulators are responding
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, The Regulators Panel, FINSIA (Sydney, Australia), 5 November 2015
IOSCO and FSB’s work on asset management and liquidity
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Investment Company Institute Global – Asia-Pacific Chapter Meeting, Sydney, 4 November 2015
Opening Statement to the Senate Economics Legislation Committee
A speech by Greg Medcraft, Chairman to the Senate Economics Legislation Committee, 21 October 2015.
Opening statement to the Senate Joint Committee, Corporations and Financial Services
A speech by Greg Medcraft, Chairman to the Senate Joint Committee, Corporations and Financial Services (Oversight of the Australian Securities and Investments Commission) (Melbourne, Australia) 16 October 2015.
Putting the customer first: Creating a win–win
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, CFA Australia Investment Conference (Sydney, Australia), 13 October 2015.
Opening statement: Senate Economics References Committee
A statement by John Price, Commissioner, to the Committee's public inquiry into insolvency in the Australian construction industry (Sydney, Australia) 28 September 2015
Challenges for our capital markets
A speech by John Price, Commissioner, Australian Securities and Investments Commission, Deloitte Australia (Melbourne, Australia) 24 September 2015
Trust and culture: What consumers want
A speech by John Price, Commissioner, Australian Securities and Investments Commission, 2015 Customer Owned Banking Convention(Darwin, Australia), 21 September 2015
The future of capital markets in a digital economy
A speech by Greg Medcraft, Chairman, ASIC, Distinguished speaker series, Carnegie Mellon University (Adelaide, Australia), 16 September 2015
ASIC and financial innovation
A speech by John Price, Commissioner, and Mark Adams, Senior Executive Leader, ASIC, Fintech Startups Meetup (Sydney, Australia), 15 September 2015
BFSLA - The Financial System Inquiry: A regulator’s perspective
A speech by Greg Medcraft, Chairman, ASIC to the 32nd annual conference of the Banking and Financial Services Law Association (Brisbane) 4 September 2015.
Setting the reform agenda in a changing regulatory landscape
A speech by Cathie Armour, Commissioner, ASIC to the 10th annual Risk Australia conference, Sydney, 20 August 2015
PJC: Opening statement 14 August 2015
A statement by Greg Medcraft, Chairman, ASIC to PJC.
Trust and confidence, culture and ethics: The right nudge in shaping communities globally and locally
A speech by Greg Medcraft, Chairman, ASIC, delivered at the annual dinner of the Paddington Society, Cipri Italian Restaurant, Paddington, Sydney, 6 August 2015
The value of leadership
A speech by Greg Medcraft, Chairman, ASIC to the University of Melbourne Business and Economics Student Leadership Forum, Melbourne, 31 July 2015
Stability in prudential regulation and the impact of new technologies on market dynamics
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Boao Forum for Asia, Sydney, 30 July 2015
What is ASIC doing to help small business?
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Council of Small Business Australia (COSBOA) Conference Sydney, 17 July 2015
IOSCO and the international reform agenda for financial markets
A speech by Greg Medcraft, Chairman, International Organization of Securities Commissions, to the National Press Club, Washington DC, 22 June 2015
Senate Estimates: Opening statement 3 June 2015
A statement by Greg Medcraft, Chairman Australian Securities and Investments Commission to Senate Estimates.
The future of funding economic growth: Reframing capital markets – a focus on infrastructure and SME financing
A speech by Greg Medcraft, Chairman, ASIC, delivered at the ADC Forum Australian Leadership Retreat (Hayman Island, Australia), 30 May 2015
Creating growth through our markets: Using the right nudge
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the 2015 Annual Stockbrokers Conference (Sydney, Australia), 29 May 2015
The importance of culture to improving conduct within the financial industry
A speech by Greg Tanzer, Commissioner, ASIC, at the Thomson Reuters’ Third Australian Regulatory Summit (Sydney, Australia), 27 May 2015
Employee incentive schemes: ASIC class order changes
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Annual Employee Ownership Conference (Melbourne, Australia), 21 May 2015
Innovation in corporate reporting
Presentation at panel session by John Price, Commissioner, Australian Securities and Investments Commission to the G100 Congress 2015: An insightful look at the issues, challenges and solutions facing Australian business (Sydney, Australia) Wednesday, 20 May 2015
Financial innovation: ASIC’s role and how it affects you
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to Norton Rose Fulbright’s Financial Innovation Symposium, 5 May 2015
Harvesting the opportunities from financial innovation: How can ASIC help you?
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Australian Financial Review (AFR) Banking and Wealth Summit (Sydney, Australia), 28 April 2015
ASIC’s focus in the financial advice sector
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Association of Superannuation Funds of Australia, 23 April 2015
Senate Economics References Committee inquiry into digital currency: Opening statement
A speech by Michael Saadat, Senior Executive Leader, Australian Securities and Investments Commission to the Senate Economics References Committee inquiry into digital currency, 7 April 2015
ASIC Annual Forum 2015 opening address: Creating confidence to grow
Opening address by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the ASIC Annual Forum 2015 (Hilton, Sydney), 23 March 2015
Parliamentary Joint Committee: Opening Statement
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Parliamentary Joint Committee, 20 March 2015
Auditing continuous disclosure risk
A speech by John Price, Commissioner, Australian Securities and Investments Commission to SOPAC 2015, Institute of Internal Auditors Conference (Hilton, Sydney), 18 March 2015
ASIC's risk outlook for 2015
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission at Macquarie University’s Financial Risk Day 2015 (Sydney, Australia), 13 March 2015
Regulatory update to insurance industry
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission to the Insurance Council of Australia (ICA) 2015 Regulatory Update, Sydney 27 February 2015
Senate Estimates: Opening statement
A statement by Greg Medcraft, Chairman, Australian Securities and Investments Commission to Senate Estimates, 25 February 2015
Opening Statement: Telecommunications (Interception and Access) Amendment (Data Retention) Bill 2014
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Parliamentary Joint Committee on Intelligence and Security: Telecommunications (Interception and Access) Amendment (Data Retention) Bill 2014, 29 January 2015
2014
ASIC explained: Who is the corporate watchdog, what does it do and why should Australians care?
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the National Press Club of Australia, 3 December 2014
Hear from the regulators: What you need to know
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Governance Institute of Australia National Conference, Brisbane, 1 December 2014.
Parliamentary Joint Committee: Opening statement
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Parliamentary Joint Committee, 28 November 2014
Conquering the new frontier: Regulating for growth in the digital age
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to The Bloomberg Address, Sydney, 26 November 2014
Getting the right balance: ASIC’s regulatory reform and deregulatory experience
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Progressing Regulatory Reform Conference, 19 November 2014
Monitoring the activities of companies in Australia
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Asia–Pacific Resources Conference 2014, 18 November 2014
Understanding and adapting to the regulatory environment: An IOSCO perspective
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Australian Securitisation Forum Annual Conference, 11 November 2014
Maintaining trust and confidence in our dynamic markets
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Finance and Treasury Association Congress, 30 October 2014
OTC derivatives reforms: The state of play
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Markit Customer Conference 2014, 28 October 2014
Senate Estimates: Opening statement
Opening statement to Senate Estimates by Greg Medcraft, Chairman, Australian Securities and Investments Commission, 22 October 2014
Report of the IOSCO Board: The year in review and the year ahead
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the 39th International Organization of Securities Commissions (IOSCO) Annual Conference, 1 October 2014
Our markets: A regulatory update
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the G100 Dinner, 24 September 2014
Why breach reporting is important
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission to the Risk Management Association Australia Chief Risk Officers Forum, 16 September 2014
Opening statement to the Parliamentary Joint Committee: September 2014
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Parliamentary Joint Committee, 5 September 2014
Investors’ trust and confidence in managed funds
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Australian Private Equity and Venture Capital Association (AVCAL), 3 September 2014
The 2014–17 National Financial Literacy Strategy
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Australian Bankers' Association (ABA) Conference, Sydney, 3 September 2014
Handling of confidential information
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Australasian Investor Relations Association, Sydney, 5 August 2014
The regulator’s perspective on the regulation of SMSFs
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the CPA Australia SMSF Conference 2014, on 16 July 2014
What ASIC expects of directors
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Australian Institute of Company Directors Lunch, 24 June 2014
Senate Estimates: Opening statement
Opening statement to Senate Estimates by Greg Medcraft, Chairman, Australian Securities and Investments Commission, 4 June 2014.
The biggest changes to the financial system since the Wallis Inquiry
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Corporate Governance Forum 2014, 3 June 2014
Financial innovation-driven complexity: Creating a dynamic landscape
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Stockbrokers Association of Australia (SAA) Annual Conference, 30 May 2014
Consumer credit regulatory update 2014
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission to the Mortgage and Finance Association of Australia (MFAA) National Convention, 14 May 2014
Senate inquiry into the performance of the Australian Securities and Investments Commission: Opening statement April 2014
Opening statement from Greg Medcraft, Chairman, Australian Securities and Investments Commission, 10 April 2014
ASIC Forum 2014 opening address: Regulating for real people markets and globalisation
Opening address by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the ASIC Annual Forum 2014, 24 March 2014
Regulatory update 2014: Insights from the Australian Securities and Investments Commission
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission, speech to the Insurance Council of Australia (ICA), 28 February 2014
Self-managed superannuation funds and complex products: ASIC update
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission at the SMSF Professionals’ Association of Australia (SPAA) Conference, 21 February 2014
Senate inquiry into the performance of ASIC: Opening statement February 2014
Speaking notes from Greg Medcraft, Chairman, Australian Securities and Investments Commission, opening statement to the Senate inquiry into the performance of the Australian Securities and Investments Commission, 19 February 2014
2013
Australian Securitisation Forum 2013
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Australian Securitisation Forum, Sydney, 12 November 2013
The regulator’s perspective on the regulation of SMSFs
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the The Institute of Public Accountants (IPA) National Congress 2013, 8 November 2013
ASIC in 2014: Areas of focus and expected changes to the regulatory landscape
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, to the Governance, Risk and Compliance (GRC) conference, 31 October 2013
Derivatives 2013: The future comes into focus
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission, at the ISDA Annual Australia Conference, 17 October 2013
What matters to ASIC, the insolvency profession and the wider insolvency market
A speech by ASIC Commissioner John Price, delivered at the Insolvency Practitioners Association of Australia (IPA) NSW Conference, 16 October 2013
Setting the record straight: ASIC, bribery and enforcement action
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to an AmCham Business Leaders Lunch, 11 October 2013
ASIC response to ABC TV’s Four Corners’ questions: 30 September 2013
The regulator's perspective on the regulation of SMSFs
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Institute of Chartered Accountants Australia (ICAA) National SMSF Conference 2013, 17 September 2013
The Australian hedge funds sector and systemic risk
A speech by ASIC Commissioner, Greg Tanzer, delivered at the AIMA Australia Hedge Fund Forum, Sydney, 10 September 2013
The ongoing relationship between a company and its shareholders
A speech by John Price, Commissioner, Australian Securities and Investments Commission, to the Pacioli Society and the Accounting Foundation of the University of Sydney, 8 September 2013
Self-managed superannuation funds regulatory update
A speech by ASIC Commissioner, Greg Tanzer, delivered at the The Tax Institute National Superannuation Conference 2013, 30 August 2013
Engaging WA stakeholders: Future challenges and opportunities
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission in Perth, 27 August 2013
The future of financial regulation
A speech by Greg Medcraft, Chairman Australian Securities and Investments Commission at the Financial Services Council (FSC) Annual Conference, 31 July 2013
Selective disclosure of confidential, price-sensitive information
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Australasian Investor Relations Association, Sydney, 31 July 2013
Global Investor Education Conference: Keynote address
Presented by ASIC Chairman and IOSCO Chair, Greg Medcraft at the International Forum of Investor Education and International Organization of Securities Commissions Global Investor Education Conference, Toronto, 21 June 2013
Opening statement to the Parliamentary Joint Committee on Corporations & Financial Services: June 2013
A speech by Peter Kell, Deputy Commissioner, Australian Securities and Investments Commission to the Parliament Joint Committee on Corporations & Financial Services (Oversight of the Australian Securities and Investments Commission) on 21 June 2013
ASIC MoneySmart Rookie launch
An address by ASIC Deputy Chairman Peter Kell, University of Technology, Sydney, Tuesday 18 June 2013
Senate Estimates Committee: Opening statement 4 June 2013
Opening statement by Peter Kell, Deputy Chairman, ASIC, to the Senate Estimates Committee, Parliament House, Canberra, 4 June 2013
Building and innovating towards stronger, cleaner markets
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Stockbrokers Association of Australia Annual Conference, 2013, 30 May 2013
The changing perimeter of securities regulation: The perspective from Australia
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission at the Berle V Conference, Capital Markets, the Corporation and the Asian Century: Governance, Accountability and the Future of Corporate Law, Sydney, 13 May 2013
Keynote address to Insolvency Practitioners Association of Australia National Conference 2013
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Insolvency Practitioners Association of Australia (IPA) National Conference 2013, 9 May 2013
ASIC's outlook ... the road ahead
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Australian Shareholders’ Association (ASA) Making a Difference Conference 2013, 8 May 2013
Launch of ASIC multimedia activities on mobile phone use
Opening remarks by Greg Medcraft, Chairman, Australian Securities and Investments Commission at Holy Cross College, Ryde, 7 May 2013
ASIC’s perspective on resources and reserves reporting
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Australian Securities Exchange / Joint Ore Reserves Committee roadshow, Melbourne, 29 April 2013
Global challenges facing regulators in the next decade
A speech by Greg Medcraft, Chairman, ASIC and Chairman, International Organization of Securities Commissions delivered at the American Australian Association lunch event, New York, 24 April 2013
Continuous disclosure: ASX Guidance Note 8 rewrite
Speech delivered by Belinda Gibson, Deputy Chairman, and John Price, Commissioner, ASIC at the ASX Forum, 22 and 29 April 2013
Improving the global consistency of financial regulation
A speech by Greg Medcraft, Chairman, ASIC and Chairman, International Organization of Securities Commissions, delivered at the EuroFi High Level Seminar, Dublin, 11 April 2013
Self-managed superannuation funds regulatory update: April 2013
A speech by Peter Kell, Commissioner, ASIC at the CPA Australia SMSF Conference and Expo 2013, 10 April 2013
ASIC Annual Forum 2013 opening address
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission opening the ASIC Annual Forum 2013, 25 March 2013
FOFA and the new reality
A speech by ASIC Commissioner, Peter Kell, delivered at the Money Management and Financial Services Council Breakfast Series, 12 March 2013
The major challenges for regulators to maintain investors' trust and confidence in the financial system
A speech by ASIC Chairman, Greg Medcraft, delivered to the Asian Financial Forum, Hong Kong, 14 January 2013
2012
Continuous disclosure
A speech by ASIC Commissioner, John Price, delivered at the Chartered Secretaries Australia (CSA) 2012 Annual Conference, 3 December 2012
Trustee obligations: How to tell the new story to members
A speech by ASIC Commissioner, Greg Tanzer delivered at the Association of Superannuation Funds of Australia (ASFA) Annual Conference 2012, 28 November 2012
ASIC compliance: How internal audit can strengthen the corporate governance framework
A speech by John Price, Commissioner, Australian Securities and Investments Commission delivered at the Internal Audit Financial Services Forum, Institute of Internal Auditors – Australia, 15 November 2012
The challenges facing ASIC over the next decade
A speech by ASIC Chairman, Greg Medcraft, delivered at the American Chamber of Commerce in Australia Business Leaders’ Lunch, Hilton Sydney, 2 November 2012
Global developments in securitisation regulation: An ASIC perspective
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Australian Securitisation Forum Conference 2012, 22 October 2012
Challenges and strategies for IOSCO
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the International Centre for Financial Regulation, London, 4 September 2012
ASIC Chairman's speech to ACTU Superannuation Trustees Forum 2012
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the ACTU Superannuation Trustees Forum 2012, 10 October 2012
ASIC Chairman's speech to FINSIA conference 2012
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Financial Services Institute of Australasia Conference 2012, 10 October 2012
Reshaping the regulatory–industry relationship
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the The Australian Hedge Fund Forum, 18 September 2012
Opening statement to the Parliamentary Joint Committee: ASIC oversight hearings 2012
Speaking notes from Greg Medcraft, Chairman, Australian Securities and Investments Commission opening statement to the Parliamentary Joint Committee hearings into oversight of ASIC, 12 September 2012
MoneySmart Week and doing a money health check
A speech by ASIC Commissioner Peter Kell, to the ABA Conference, Broadening financial understanding, 5 September 2012
ASIC's financial adviser work for 2012–13
A speech by Peter Kell, ASIC Commissioner, delivered at the Association of Financial Advisers National Roadshow, Brisbane, 26 July 2012
Maintaining market integrity in a changing environment
Keynote speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Stockbrokers Association of Australia 2012 Annual Conference, 1 June 2012
The future of advice post FoFA
A speech by Peter Kell, Commissioner, Australian Securities and Investments Commission to the Association of Financial Advisers / Financial Services Council Leadership Forum, 1 May 2012
ASIC's focus relating to markets
A speech by Belinda Gibson, Deputy Chairman, Australian Securities and Investments Commission to the Financial Information Services Division (FISD) of the Software and Information Industry Association, 16 April 2012
Ownership rights and ASIC’s regulatory agenda
A speech by Belinda Gibson, Deputy Chairman, Australian Securities and Investments Commission to the Agency in Capital Markets Ownership Matters Annual Governance Conference, 3 April 2012
ASIC's challenges in the years ahead
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Asian and Oceanian Stock Exchanges Federation 30th AOSEF General Assembly & Working Committee Meeting, 29 March 2012, Sydney.
Address to CMSF Concurrent Forum #2
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Conference of Major Superannuation Funds, Concurrent Forum #2, Plaza Auditorium, Convention & Exhibition Centre, Cnr Merivale & Glenelg Streets, Southbank, Brisbane on 19 March 2012
Challenges facing ASIC over the next decade
Delivered by Greg Medcraft, Chairman, Australian Securities and Investments Commission, in Melbourne, 20 March 2012
Regulatory update 2012: Insights from ASIC
A speech by Peter Kell, Commissioner, ASIC to the Insurance Council of Australia (ICA), 22 February 2012
ASIC Summer School 2012 opening address
Delivered by Greg Medcraft, Chairman, Australian Securities and Investments Commission, at the Hilton Sydney, 20 February 2012
Improving consumer and investor confidence
A speech by Peter Kell, Commissioner, ASIC, delivered to the Association of Superannuation Funds of Australia (ASFA) NSW February Luncheon Briefing, 14 February 2012
2011
Australian Securitisation Forum 2011 conference
Speaking notes for the keynote address by ASIC Chairman Greg Medcraft, at the Australian Securitisation Forum 2011 conference, Hilton Sydney, 21 November 2011
Committee for Sydney presentation
Speaking notes for address by ASIC Chairman, Greg Medcraft, to the Committee for Sydney , 8 November 2011
ASIC's priorities: Financial advice, licensing and supervision
Speaking notes for address by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the FINSIA* Financial Services Conference 2011 , Ivy Ballroom, Sydney, 25 October 2011
Address to International Centre for Financial Regulation
Speaking notes for address by Greg Medcraft, ASIC Chairman, International Centre for Financial Regulation, London, 16 September 2011
Australian Hedge Fund Forum
Speaking notes for address by ASIC Chairman, Greg Medcraft, Sofitel Wentworth, Sydney, 15 September 2011
Abacus Chairs and CEO’s Forum
Speaking notes for address by ASIC Chairman, Greg Medcraft, Grand Ballroom, Sheraton on the Park, Sydney, 30 August 2011
ASIC's agenda for market integrity
A speech by Shane Tregillis, Commissioner, Australian Securities and Investments Commission to the 2011 Supreme Court Corporate Law Conference, Sydney, 23 August 2011.
Australian Institute of Management Fellows’ Breakfast
Speaking notes for address by ASIC Chairman, Greg Medcraft, Chairman, Zinc at Federation Square, Melbourne, 19 August 2011
Speech to Australian Prudential Regulation Authority leadership team
A speech by Greg Medcraft, Chairman, ASIC to the Australian Prudential Regulation Authority (APRA) leadership team meeting, 30 June 2011
Systemic risk: The role of securities regulators
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at Systemic Risk, Basel III, Financial Stability and Regulation Conference, Institute of Global Finance, 28 June 2011
News from the regulator
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at FOS National Conference 2011, Melbourne Convention and Exhibition Centre, 2 June 2011
Dark pools, high-frequency trading and competition
A speech by Shane Tregillis, ASIC Commissioner, at the Stockbrokers Association of Australia Conference 2011, Hilton Sydney, 26 May 2011
Exchanges in Asia: Trends and perspectives
A speech by Tony D’Aloisio, Chairman, ASIC to the 2011 International Options Market Association and International Options Clearing Association Annual Conference (World Federation of Exchanges), 4 May 2011
Views from ASIC
Insurance Council of Australia Regulatory Update, Speech by Commissioner, Dr Peter Boxall, to Insurance Council of Australia, Sydney, 9 March 2011
Q&A with Tony D'Aloisio
Company Director magazine speaks to Tony D'Aloisio about some of the challenges he has faced as ASIC's chairman over the past four years and his views on the issues confronting company directors today. March 2011
ASIC Summer School 2011: ASIC’s 20th anniversary
Opening and welcome address to Summer School 2011 by ASIC Chairman, Tony D’Aloisio. 21 February 2011
2010
Regulator was right to bring James Hardie case to court
A letter by ASIC Chairman, Tony D’Aloisio, published in the Australian Financial Review, p43 on 22 December 2010
ASIC acted properly at all times in the James Hardie case
An opinion piece by ASIC Chairman, Tony D’Aloisio, published in the Australian, p22 on 21 December 2010
Responding to the global financial crisis: The ASIC story
A speech by ASIC Chairman, Tony D’Aloisio, to the Trans-Tasman Business Circle, 30 November 2010
Rules on exit fees are clear
An article by ASIC Chairman, Tony D'Aloisio, published in the Herald Sun on 19 November 2010
Recent changes in Australia's supervisory powers
A speech by Belinda Gibson, Deputy chairman, Australian Securities and Investments Commission to the 16th Annual ACLA National Conference, Sydney, 11 November 2010
Insolvency findings misrepresent ASIC's work
An article by ASIC Chairman, Tony D'Aloisio, published in the Australian Financial Review on 16 September 2010
ASIC's forward agenda
A speech by Tony D’Aloisio, Chairman, Australian Securities and Investments Commission to the American Chamber of Commerce in Australia (AmCham), Melbourne, 3 September 2010
Insider trading and market manipulation
A speech by ASIC Chairman, Tony D’Aloisio, Supreme Court of Victoria Law Conference, Melbourne, 13 August 2010
Developments in the global regulatory system
A speech by ASIC Chairman, Tony D’Aloisio, Financial Services Council Annual Conference, Melbourne, 12 August 2010
Implications of a fast changing regulatory landscape
A speech by Tony D’Aloisio, Chairman, Australian Securities and Investments Commission at the Australia–Israel Chamber of Commerce Brisbane, 21 July 2010
Retail investors: Allow choice or prohibit products
An article by Tony D'Aloisio, Chairman, ASIC, published in The Age 13 July 2010
Rethinking securities regulation after the crisis: An economics perspective
A paper by ASIC Chief Economist Alex Erskine contributed to IOSCO deliberations. The views expressed in this paper are those of Alex Erskine and are not necessarily shared by ASIC
The impacts of proposed regulatory reforms on unregulated or ‘less-regulated’ market segments (Panel 2)
A speech by Tony D'Aloisio, Chairman, ASIC and Co-Chairman, the IOSCO Task Force on Unregulated Markets and Products, Chairman, the International Joint Forum to the 35th IOSCO Annual Conference of the International Organization of Securities Commissions, 10 June 2010
Market supervision moves to ASIC: What does it mean for brokers?
Speeches by ASIC Deputy Chairman, Belinda Gibson and Head of Market and Participant Supervision Division, Greg Yanco, at the 2010 Annual Stockbrokers' Conference, 9 June 2010
Grasping the nettle of market volatility
An article by Tony D'Aloisio, Chairman, ASIC, published in The Australian, 19 May 2010
Australia readies for market competition
An article by Tony D'Aloisio, Chairman, ASIC, published in The Australian, 19 May 2010
A regulator's perspective on key challenges
A speech by Tony D'Aloisio, Chairman, ASIC, at National Consumer Congress, 16 March 2010
ASIC's approach to market integrity
A speech by ASIC Chairman, Tony D'Aloisio, to the Monash Centre for Regulatory Studies and Clayton Utz Luncheon Lecture, 11 March 2010
The global regulatory outlook
A speech by Greg Medcraft, Commissioner, ASIC at the American Securitization Forum Conference, 1 February 2010, Gaylord National Hotel Washington D.C.
2009
Playing by the Rules: A new regulatory environment is changing the way that corporations relate to investors and the finance community
A speech by Belinda Gibson, ASIC Commissioner, to the AIRA Annual Conference 2009, 2 December 2009
Facilitating capital raising for corporate Australia
A speech by Belinda Gibson, Commissioner ASIC, to the Corporate Finance World Australia 2009 conference, 10 November 2009
Regulatory response to the financial crisis
A speech by Tony D'Aloisio, Chairman, ASIC, Sydney, 15 October 2009
Observations on retirement
A speech by Jeremy Cooper, Deputy Chairman, ASIC, 18 June 2009, Westin Hotel, Sydney
Regulators at the forefront of change
A presentation by ASIC Commissioner, Belinda Gibson, to the Company Directors Conference, 11 June 2009
Financial services: The changing landscape
An address by Jeremy Cooper, ASIC Deputy Chairman to the Financial Ombudsman Service, National Conference, 11 June 2009, Melbourne
Projecting the future regulation of securitisation,
A presentation by Greg Medcraft, Commissioner, ASIC, to the Global ABS Conference, 3 June 2009
Regulatory issues arising from the financial crisis for ASIC and for market participants
An address by Tony D’Aloisio, ASIC Chairman to the Securities & Derivatives Industry Association (SDIA), 12th Annual Conference, 29 May 2009, Sydney
Investing in 2009
An address to the Naval, Military and Air Force Club of South Australia (Inc) by Jeremy Cooper, Deputy Chairman, ASIC on Wednesday, 11 March 2009, Adelaide
Helping retail investors
A speech by Jeremy Cooper, Deputy Chairman, to the 2009 SPAA National Conference, Adelaide Convention Centre, Wednesday, 11 March 2009
A speech to the Insurance Council of Australia
A speech by Jeremy Cooper, Deputy Chairman, ASIC, on Wednesday, 4 February 2009 at the Four Seasons Hotel, 199 George Street, Sydney
2008
Capital markets update
A speech by ASIC Commissioner, Belinda Gibson, to the Australasian Investor Relations Association 2008 Annual Conference, 27 November 2008
The new ASIC: Addressing today’s challenges and building for the longer term
A speech by Tony D’Aloisio, Chairman, Australian Securities and Investments Commission to the Australian Corporate Lawyers Association (ACLA), 7 November 2008
Putting the 'mort' back in mortgage: A pocket guide to the global credit crisis
An edited version of a paper presented by Jeremy Cooper, ASIC Deputy Chairman, to the Federal Court Judges' Workshop, 22 August 2008, Federal Court, Melbourne
Lessons learnt from market volatility and sub-prime
A presentation by ASIC Commissioner, Belinda Gibson, to the ISFA Innovate 08 Conference, August 2008, Brisbane
ASIC hot topics presentation: 2008
A presentation by ASIC Deputy Chairman, Jeremy Cooper, to the Institute of Actuaries and Finsia Business Luncheon, 17 July 2008, Sydney
Opening remarks ASIC–ASX Conference
A speech by Belinda Gibson to the ASIC-ASX Conference, July 2008, Brisbane
Improving confidence in the integrity of Australia's capital markets
A presentation by ASIC Commissioner, Belinda Gibson, to the Committee for Economic Development of Australia (CEDA), 8 July 2008, Sydney
Securities markets, participants and ASIC
A paper by ASIC Chairman Tony D'Aloisio to the Securities & Derivatives Industry Association Conference, 22 May 2008, Melbourne
Disclosure and the role of ASX and ASIC
A presentation by Belinda Gibson to the ASX and ASIC Listed Companies Conference, Wednesday 26 March 2008, Perth
Opening remarks to the ASX and ASIC Listed Companies Conference
A speech by Belinda Gibson to the ASX and ASIC Listed Companies Conference, Wednesday 26 March 2008, Perth
Illiterate investors will hurt us all
Article by ASIC Deputy Chairman, Jeremy Cooper. (An edited version of this article was published in the Australian Financial Review on 22 February 2008)
2007
Regulating financial advice: Current opportunities and challenges
Paper presented by ASIC Chairman Tony D'Aloisio to the Financial Planners Association Conference, Wednesday 28 November 2007, Sydney.
An update on ASIC's priorities for 2007–08 and how these relate to AICD members
Paper presented by ASIC Chairman Tony D'Aloisio to the Australian Institute of Company Directors Luncheon, Monday 26 November 2007, Sydney.
Views on disclosure, advice and more
Paper presented by Jeremy Cooper, Deputy Chairman, ASIC to the Association of Superannuation Funds of Australia Limited (ASFA), 2007 National Conference and Super Expo, 16 November 2007, Gold Coast, Queensland.
Senate inquiry into private equity investment and its effect on capital markets and the Australian economy
ASIC Opening Statement, 25 July 2007, Sydney
Corporate and market regulation: An ASIC update
Paper presented by Jeremy Cooper, Deputy Chairman, ASIC to the Securities & Derivatives Industry Association 10th Annual Conference, 2 June 2007, Sydney
Opening statement on ASIC's priorities for the next 12 months
Opening statement by Tony D'Aloisio, Chairman, ASIC to the Senate Standing Committee on Economics, 30 May 2007
Global markets: Regulating for economic growth
Opening address by ASIC Chairman Jeffrey Lucy to the ASIC Summer School, 5 March 2007
Leadership and influence: An internal and external perspective
A speech by ASIC Chairman Jeffrey Lucy to the Government Business Conference, 23 February 2007, Sydney
Should I borrow money to invest?
An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, February 2007
2006
The financial advice industry in Australia: The regulator’s perspective
A speech by ASIC Chairman Jeffrey Lucy to the Financial Planning Association, 24 November 2006, Melbourne
Corporate governance: An IOSCO perspective
Edited transcript of a presentation by ASIC Deputy Chairman Jeremy Cooper to OECD-ADBI 8th Round Table, Tokyo 11 & 12 October 2006
Teaching your children that pocket money stays in the pocket
An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, October 2006
ASIC's Super Strategies 2006–07
A speech by Jeffrey Lucy AM, ASIC Chairman to the Association of Superannuation Funds of Australia, 6 September 2006
The integration of financial regulatory authorities: The Australian experience
A speech by ASIC Deputy Chairman Jeremy Cooper to Comissão de Valores Mobiliários, 4-5 September 2006, Brazil
Directors' responsibilities: The reality vs the myths
A speech by ASIC Chairman Jeffrey Lucy to the Australian Institute of Company Directors, 17 August 2006, Melbourne
Regulatory Futures: Where to on Wealth Management?
An address by ASIC Chairman Jeffrey Lucy to the IFSA Annual Conference:Connect 2006, 2 August 2006, Gold Coast
What you want to know about ASIC
Presentation slides from an address by ASIC Deputy Chairman Jeremy Cooper to the Australian Shareholders Association, 5 July 2006
Questions to ask your financial adviser
An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, July 2006
Managing conflicts of interest
A paper presented by ASIC Deputy Chairman Jeremy Cooper to the Securities & Derivatives Industry Association, 26 May 2006, Melbourne
ASIC: Facing regulatory challenges in 2006
An address by Jeffrey Lucy AM, ASIC Chairman, at The West Australian Events Program: Leadership Matters, 5 April 2006, Perth
If you don't understand it, stay away from it
An article by ASIC Chairman Jeffrey Lucy, published in The Daily Telegraph in April 2006
Working with Australian company directors
Paper presented by Jeremy Cooper, Deputy Chairman, ASIC, to the Federal Court of Australia/Law Council of Australia, Joint Corporations Law Seminar, 26 March 2006, Sydney
Consumer protection in financial services
An address by Jeffrey Lucy AM ASIC Chairman, at the Consumer Affairs Victoria – Third National Consumer Congress In pursuit of world class consumer policy, 17 March 2006, Melbourne
How to avoid the bad advice trap
An article by ASIC Chairman Jeffrey Lucy, published in The Daily Telegraph in March 2006
ASIC: The strong, fair and progressive regulator
Opening address by Jeffrey Lucy AM Chairman ASIC, to the ASIC Summer School 2006, Sydney, 13 February 2006
2005
Corporate wrongdoing: ASIC's enforcement role
Keynote address by Jeremy Cooper, Deputy Chairman, ASIC, to International Class Actions Conference 2005, 2 December 2005
Taking charge of your money - Scams: Recognising and avoiding them
An address by Professor Berna Collier, ASIC Commissioner, to the The Australian Investors' Association and The Courier-Mail Seminar, Brisbane, 19 November 2005
Addresses to the Association of Superannuation Funds of Australia (ASFA), 10 November 2005 by:
- Jennifer O'Donnell, Executive Director, Compliance, ASIC
- Greg Tanzer, Executive Director, Consumer Protection, ASIC
Neighbourhood watch: Current and future expectations of regulators and market supervisors
An address by Jeffrey Lucy AM, Chairman, ASIC, to the Australian Corporate Lawyers Association National Conference 2005, 10 November 2005, Melbourne
Conflict cop
Transcript of an interview by Alan Kohler with Jeremy Cooper, Deputy Chairman, ASIC, published in the Eureka Report, 21 October 2005
ASIC–ACCC debt collection publications launch
A speech by Professor Berna Collier, ASIC Commissioner, to the Australian Institute of Credit Management National Conference, Gold Coast, 14 October 2005 at the launch of the 'Debt collection guideline: for collectors and creditors', and consumer brochure 'Dealing with debt: your rights and responsibilities', 2005
ASIC – Focusing on insolvency
An opening address by Jeffrey Lucy AM, Chairman ASIC to the National Conference of the Insolvency Practitioners Association of Australia, 13 October 2005, Adelaide
Wealth management and advice – The way ahead
A speech by Professor Berna Collier, ASIC Commissioner, to the Investment and Financial Services Association (IFSA), 5 October 2005
Super standards must be met
An article by Jeremy Cooper, Deputy Chairman, ASIC, in The Age, 16 September 2005.
ASIC’s approach to insolvency practitioner remuneration
A speech by Professor Berna Collier, ASIC Commissioner, to the Queensland Law Society and Insolvency Practitioners Association of Australia, August 2005
ASIC's increased focus on insolvency
A speech by Professor Berna Collier, ASIC Commissioner, to the Practical Insolvency and Practice Management Conference, 4 August 2005
Financial statement fraud: Corporate crime of the 21st Century
A presentation by Jeremy Cooper, Deputy Chairman, ASIC, at a directors' briefing, AICD, 8 June 2005
Future directions for ASIC
A speech by Jeffrey Lucy AM, Chairman of ASIC to Committee for Economic Development of Australia (CEDA), Sydney, 15 April 2005
2004
Significant regulatory issues facing ASIC and Australian business
Speech by Jeffrey Lucy, Chairman of ASIC, to Australia-Israel Chamber of Commerce, 4 August 2004
ASIC and the regulation of non-cash payment products
A presentation by Mark Adams, Director, Regulatory Policy, ASIC, to the CARDS Australia Conference, August 2004
Market demutualisation and privatisation: The Australian experience
An address by Jeffrey Lucy AM FCA, ASIC Chairman, to International Organization of Securities Commissions (IOSCO), Amman 2004 Annual Conference, 20 May 2004
ASIC and the property sector
A presentation by Professor Berna Collier, ASIC Commissioner, to the 2004 Listed Property Trust Leaders Summit, 18 May 2004
Consumers' understanding of financial information
A presentation by Professor Berna Collier, ASIC Commissioner, at the launch of Australian Financial Alert, Sydney, 19 April 2004
ASIC's focus post 11 March 2004 A presentation by ASIC Commissioner, Berna Collier, to the Investment and Financial Services Association, Sydney, 17 March 2004
The view from ASIC: A perspective on current activities and enforcement powers
An address by Prof Berna Collier, Commissioner, ASIC to the Practical Insolvency and Practice Management Conference 2004, 15 March 2004
FSR, CLERP 9 and surveillance programs: ASIC priorities over the next 12 months
An address by Jeffrey Lucy AM FCA, Acting Chairman, ASIC to the Institute of Chartered Accountants in Australia, Queensland 2004 CA Business Forum, Sanctuary Cove, Queensland, 13 March 2004
2003
The single market for financial services in the EU and its impact on globalisation A presentation by Jeffrey Lucy, Deputy Chairman, ASIC to the European Australian Business Council Luncheon and Conference, 3 November 2003, Sydney
The impact of FSR on the regulatory culture of ASIC
A speech by the Deputy Chair of ASIC, Jeffrey Lucy, to the 7th Annual Conference of the Australian Compliance Institute, Sydney, 5 September 2003
ASIC's enforcement powers and activities
A speech by ASIC Commissioner, Prof Berna Collier, to the Law Institute of Victoria, Annual Commerical Law Conference, 10 October 2003
Current corporate governance issues: An ASIC perspective
A speech by ASIC Commissioner, Prof Berna Collier, to the Northern Territory Chapter of the Business & Professional Women's Association, 19 September 2003
ASIC: Friend or foe of business
An address by ASIC Chairman David Knott to the Australian Institute of Company Directors, Perth, 9 July 2003
The financial planning shadow shopping project: Results and moving forward
An address by ASIC commissioner, Prof Berna Collier to the Australian Investors' Association annual conference, 12 June 2003
ASIC and insolvency: Current activities and future directions in enforcement and policy
An address by Prof Berna Collier, ASIC Commissioner, to the IPAA conference in Adelaide, 28 May 2003
ASIC: Policing acceptable standards of auditing and accounting practices
An address by Berna Collier, Commissioner, ASIC, 20 May 2003
2002
The role of ASIC in corporate governance
An address by Berna Collier, Commissioner, ASIC, to the Corporate Governance Summit 2002, 27 November 2002
The regulatory perspective
An address by David Knott, Chairman, ASIC, to the International Accounting Standards Board World Standard Setters' conference, Hong Kong, 18 November 2002
Financial Services Reform Act: Seven months on
An address by Ian Johnston, ASIC's Executive Director, Financial Services Reform to the NIBA Conference, Adelaide, October 2002
Licensing for financial service intermediaries
An address by Ian Johnston, ASIC's Executive Director, Financial Services Reform to the NIBA Conference, Darwin, September 2002
Changing dynamics of the Australian superannuation industry
ASIC Chairman David Knott's speech to the AFSA luncheon in Sydney, 25 September 2002
Corporate governance: Principles, promotion and practice
Inaugural lecture by Mr David Knott, Chairman ASIC to the Monash Governance Research Unit, 16 July 2002
Trans-Tasman perspectives on select issues of financing stock and debtors: Australian perspectives
An address by ASIC Commissioner, Professor Berna Collier, to the 19th Annual Banking and Financial Services Law Conference, 6 June 2002
Auditors and audit committees: A regulator's view
An address by Ian Mackintosh, ASIC's Chief Accountant to the Centre for Corporate Law and Securities Regulation, Melbourne, 28 May 2002
Protecting the investor: The regulator and audit
An address by ASIC Chairman David Knott to the CPA Congress 2002 Conference, Perth, 15 May 2002
The role of the CFO in corporate governance
An address by ASIC Deputy Chair Jillian Segal, at the Financial Executives International Luncheon, 13 May 2002
The new FSR disclosure regime: Likely impacts on our industry
Speaking notes from a presentation by Ian Johnston, ASIC's Executive Director, Financial Services Regulation, to the Financial Planning Association Principal Members and CFP Conference, Gold Coast, 10 May 2002
eFinance: Trends and regulatory responses
A paper by ASIC's Executive Director Policy and Markets Regulation, Malcolm Rodgers, to the Monetary Authority of Singapore's Capital Markets Seminar, 2–8 May May 2002
Risk and responsibility
An address by Professor Berna Collier, Commissioner, ASIC to the Institute of Chartered Accountants in Australia CA Conference, 27 April 2002.
Market demutualisation and cross border alliances: The Australian experience
A paper by ASIC Deputy Chair, Jillian Segal to the Fourth Roundtable on Capital Market Reform in Asia, Tokyo, 9–10 April 2002
Current areas of concern to ASIC regarding corporate disclosure
An address by Jillian Segal, Deputy Chair, Australian Securities and Investments Commission, to the Australasian Investor Relations Association, Corporate Disclosure Practices Seminar, Sydney, 20 March 2002
ASIC'S perspective of current insolvencies and the role of the insolvency practitioner
An address by Professor Berna Collier, ASIC Commissioner, to the Insolvency Practitioners Association of Australia (WA Division), 20 March 2002
Financial Services Reform Act 2001: Challenges for ASIC
An address by Jillian Segal, Deputy Chair, ASIC, to the Committee for Economic Development of Australia (CEDA) FSRB (CLERP 6) Series, Sydney, 28 February 2002
2001
The future of corporate regulation in Australia
An address by Jillian Segal, Deputy Chair, ASIC, to the 18th Annual Company Secretaries' Conference, Surfers Paradise, 19 November 2001
Institutional self-regulation: What should be the role of the regulator
Jillian Segal, Deputy Chair, ASIC, to the National Institute for Governance Twilight Seminar, Canberra, 8 November 2001
Developing regulatory standards for account aggregation and initiating industry wide compliance
Speaking notes from a presentation by Delia Rickard, ASIC's Deputy Executive Director, Consumer Protection, to the Australian Financial Review's BankTech 2001 conference, November 2001
Capitalising on Complaints: insights into handling finance sector complaints
Keynote address by Jane Goodman-Delahunty at ASIC's Stakeholder Forum, Sydney, November 2001
Everything the company director must know about corporate financial disclosure and continuous disclosure
An address by Jillian Segal, Deputy Chair, ASIC, to the Australian Institute of Company Directors conference, 'Governance & Disclosure - A Forum for Company Directors', Sydney, 31 October 2001
'No Dave, you can't do that'
An address about the regulatory challenges of e-commerce and an update on financial services legislation, by ASIC's Executive Director Financial Services Regulation, Ian Johnston, to the recent National Insurance Brokers Association conference, 7 October 2001
Protecting account aggregation consumers
A presentation by Delia Rickard, ASIC's Deputy Executive Director, Consumer Protection, to the IIR conference on Account Aggregation, September 2001
Corporate governance: 1980s revisited?
Monash Law School Foundation Lecture, given by David Knott, ASIC Chairman, 23 August 2001
Launch of the Australasian Investor Relations Association
ASIC Chairman David Knott's speech at the launch of the Australiasian Investor Relations Association, 13 August 2001
Annual Insurance Council of Australia Conference
An address by Jillian Segal, Deputy Chair, ASIC, to the annual conference of the Insurance Council of Australia, 9 August 2001
Market demutualisation and privatisation: The Australian experience
ASIC Deputy Chair, Jillian Segal's address to the IOSCO conference, 28 June 2001
What regulation is required to achieve a global online market?
An address by Shane Tregillis, ASIC Executive Director, Policy and Markets Regulation, to the Australian Financial Review's Online Broking and Trading Conference, 20-21 June 2001
Comments on Debra A Valentine's 'Regulating in a high-tech marketplace – the import for remedies'
A presentation by Jillian Segal, ASIC Deputy Chair at the Australian Law Reform Commission conference, 7–9 June 2001
Regulatory initiatives by ASIC in the cyber age
A presentation by Jillian Segal, Deputy Chair of ASIC, to the Faculty of Law, University of Sydney, "Financial Markets and the Internet" conference, Sydney, 31 May 2001
Address to the Australian Institute of Company Directors
Chairman David Knott's speech to the Australian Institute of Company Directors, 23 May 2001
Consumer issues in account aggregation
An ASIC officer discusses issues in a speech to the Account Aggregation Conference, Sydney, 18 April 2001
Regulatory compliance in the borderless community of 2001
A speech by Sean Hughes, Director, Deposit taking, Insurance, Superannuation and Consumer protection, ASIC, to the Enforcement and Compliance Seminar in Melbourne, 27–28 March 2001
Brave new world or return to fundamentals?
A presentation by Jillian Segal, Deputy Chair, ASIC, to the Corporate Law Teachers' Association, Melbourne, 12 February 2001
2000
Staying apace of emerging technology: An ASIC perspective
An address by Ian Johnston, National Director, Financial Services Regulation, ASIC, to the Financial Planners Association (FPA) Conference, 9 December 2000
Managing regulatory change in life insurance and pensions
A speech by Sean Hughes, Director, Deposit taking, Insurance, Superannuation and Consumer protection, ASIC, to the Asian Development Bank - Managing Regulatory Change symposium on Electronic Distribution of Financial Products and Consumer Issues, Manila, 23–24 November 2000
Managing the transition to cyberworld
A presentation by Jillian Segal, ASIC Deputy Chair, to the Third Annual Asian Financial Law Conference, Sydney, 20 November 2000
Monitoring the self regulatory landscape
A speech by Jillian Segal, Deputy Chair, ASIC, to the Financial Services Consumer Conference, 9 November 2000
Trends in the regulation of financial markets and their participants: A regulator's perspective
ASIC Commissioner Jillian Segal's speech to the ISDA/AFMA Conference, Sydney, 19 October 2000
Regulatory issues impacting on insolvency
A speech by David Knott, Deputy Chairman, ASIC, to the National Conference of the Insolvency Practitioners Association of Australia, Adelaide, 13 October 2000
ASIC issues: An update on the last 12 months
An address to the Insurance Council of Australia by ASIC Commissioner Jillian Segal, 10 August 2000
Developments in the financial services industry: Investor protection in the new economy and CLERP 6
An address by Alan Cameron, AM, ASIC Chairman, to the Melbourne Chapter luncheon of the Financial Planning Association of Australia Ltd, Melbourne, 30 May 2000
The Managed Investments Act: An update
An address by Alan Cameron, AM, Chairman of the Australian Securities and Investments Commission to the National Council Luncheon of the Trustee Corporations Association of Australia, Sydney, 31 March 2000
Market integrity: Issues relating to ASIC's role and actions
A paper presented by Alan Cameron AM, Chairman, Australian Securities and Investments Commission to the Group of 100 Inc, Congress 2000, Melbourne, 29 March 2000
The business of Australia is...
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission to the Victoria Graduate School of Business, Victoria University, Melbourne, 23 March 2000
ASIC speaks on fundraising, takeovers and CLERP
An address by Richard Cockburn, National Coordinator Fundraising Mergers & Acquisitions, Australian Securities and Investments Commission, 18 February 2000
The effect of harmonisation on the regulator and regulation
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission at a Committee for the Economic Development of Australia (CEDA) seminar "CLERP 6 - Government's blueprint for a single regulatory regime", Sydney, 11 February 2000
Yannon matter concludes
Speech notes for media conference 6 January 2000 by ASIC Chairman, Alan Cameron
1999
Avoiding share scams in cyberspace
An address by Tim Phillipps, Director, Electronic Enforcement, ASIC to the Australian Financial Review seminar "Online Broking - Opportunity or Threat", Sydney, 20 & 21 September 1999
The globalisation of the securities market
An address by Alan Cameron, AM, Chairman of ASIC to the Seminar on the Globalisation of Securities, Allen Allen & Hemsley, Sydney, 16 August 1999
Key regulatory developments and issues
Speech given by Alan Cameron AM, Chairman of ASIC, to an ICA conference on 12 August 1999
Major challenges in financial regulation at the end of the decade
An address by Alan Cameron, AM, Chairman of ASIC to the Monash Law School Foundation Lecture, Melbourne, 6 May 1999
ASIC: The new regulatory regime
Keynote address by Jillian Segal, Commissioner, ASIC, to the Australian Association of Permanent Building Societies, 30 April 1999
1998
Not another regulator!
An address by Alan Cameron, AM, Chairman of ASIC to the 1998 Suncorp-Metway Bob Nicol Memorial Lecture, Brisbane, 10 November 1998
Cyber enforcement in the financial services sector
A speech by Joseph P Longo, National Director, Enforcement, ASIC, at the ACCC’s Global Commerce Conference, 9 November 1998