Professional registers

ASIC's professional registers provide information about 'professionals', including liquidators, auditors and licensees.

IMPORTANT

The professional registers have moved to the ASIC Professional Registers Search.

Search the ASIC Professional Registers Search

The ASIC Professional Registers Search provides information about a company or person registered or licensed with us to provide a service.

Our professional register includes information on:

  • Australian Financial Services (AFS) licensees
  • AFS authorised representatives
  • credit licensees
  • credit representatives
  • registered auditors (registered company auditors and authorised audit companies)
  • registered liquidators
  • official liquidators
  • registered managed investment schemes, and
  • approved self-managed super funds (SMSF) auditors.

For information about financial advisers, see Financial Advisers Register.

AFS pilot licensees

ASIC is transforming the experience for AFS Licensees and is running a pilot. Information about licences issued via the pilot is currently not available through ASIC Connect. You can view the licenses issued under the pilot below.

L2 Financial Pty Ltd

Licensee Summary

  • Name: L2 Financial Pty Ltd
  • Licence Number: 700011
  • Status: Current
  • ABN: 83678851020
  • Commenced: 16 October 2024

Addresses

  • Principal Business Address: 29 Rosemead St NORTH LAKES QLD 4509
  • Service Address: 29 Rosemead St NORTH LAKES QLD 4509

Roles

  • Role: Auditor of FS Licensee
  • Name: Integrated Audit Service Pty Ltd
  • Commenced: 16 October 2024

External Dispute Resolution

  • Scheme: Australian Financial Complaints Authority
  • Membership Number: 110587
  • Commenced: 16 October 2024

Licence Authorisation Conditions

Conditions as at: 16 October 2024

A – Financial service(s) B – Sub-type/limitation of financial service(s) C - Product class(es) or scheme type(s) D - Client type(s)

1. Provide financial product advice

1.1 Provide personal and general financial product advice

1.1.1. Basic deposit products

Retail and wholesale clients

 

 

1.1.10. Superannuation

Retail and wholesale clients

 

 

1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government

Retail and wholesale clients

 

 

1.1.3. Life products limited to investment life insurance products

Retail and wholesale clients

 

 

1.1.4. Life products limited to life risk insurance products

Retail and wholesale clients

 

 

1.1.5. Managed investment schemes including IDPS

Retail and wholesale clients

 

 

1.1.6. Margin lending facilities limited to standard facilities

Retail and wholesale clients

 

 

1.1.7. Non-basic deposit products

Retail and wholesale clients

 

 

1.1.8 Retirement savings accounts

Retail and wholesale clients

 

 

1.1.9 Securities

Retail and wholesale clients

2. Deal in a financial product

2.1 Apply for, acquire, vary or dispose of a financial product on behalf of another person

1.1.1. Basic deposit products

Retail and wholesale clients

 

 

1.1.10. Superannuation

Retail and wholesale clients

 

 

1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government

Retail and wholesale clients

 

 

1.1.3. Life products limited to investment life insurance products

Retail and wholesale clients

 

 

1.1.4. Life products limited to life risk insurance products

Retail and wholesale clients

 

 

1.1.5. Managed investment schemes including IDPS

Retail and wholesale clients

 

 

1.1.6. Margin lending facilities limited to standard facilities

Retail and wholesale clients

 

 

1.1.7. Non-basic deposit products

Retail and wholesale clients

 

 

1.1.8 Retirement savings accounts

Retail and wholesale clients

 

 

1.1.9 Securities

Retail and wholesale clients

Representatives

Name Number Role Commenced Appointed by type Appointed by number
Luke Campbell Palmer 001004145 Authorised Representative 25/10/2024 AFS Representatives 001276673
Luke Campbell Palmer 001004145 Financial adviser 25/10/2024 AFS Representatives 001276673
Luke Dunstan Jensen 000345671 Authorised Representative 25/10/2024 AFS Representatives 001276674
Luke Dunstan Jensen 000345671 Financial adviser 25/10/2024 AFS Representatives 001276674
Propel Financial Advice Pty Ltd 001276674 Authorised Representative 25/10/2024 AFS Representatives 000700011
Elevate Advice Group Pty Ltd 001276673 Authorised Representative 25/10/2024 AFS Representatives 000700011

Links Licensee Services Pty Ltd

Licensee Summary

  • Name: Links Licensee Services Pty Ltd
  • Licence Number: 700012
  • Status: Current
  • ABN: 97 678 975 589
  • Commenced: 12 December 2024

Addresses

  • Principal Business Address: 18 Karalta Rd ERINA NSW 2250
  • Service Address: 18 Karalta Rd ERINA NSW 2250

Roles

  • Role: Auditor of FS Licensee
  • Name: Brent Connor
  • Commenced: 12 December 2024

External Dispute Resolution

  • Scheme: Australian Financial Complaints Authority
  • Membership Number: 111544
  • Commenced: 21 November 2024

Licence Authorisation Conditions

Conditions as at: 12 December 2024

A – Financial service(s)

B – Sub-type/limitation of financial service(s)

C - Product class(es) or scheme type(s)

D - Client type(s)

1. Provide financial product advice

1.1 Provide personal and general financial product advice

1.1.1. Basic deposit products

Retail and wholesale clients

 

 

1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government

Retail and wholesale clients

 

 

1.1.3. Life products limited to investment life insurance products

Retail and wholesale clients

 

 

1.1.4. Life products limited to life risk insurance products

Retail and wholesale clients

 

 

1.1.5. Managed investment schemes including IDPS

Retail and wholesale clients

 

 

1.1.6. Margin lending facilities limited to standard facilities

Retail and wholesale clients

 

 

1.1.7. Non-basic deposit products

Retail and wholesale clients

 

 

1.1.8 Retirement savings accounts

Retail and wholesale clients

 

 

1.1.9 Securities

Retail and wholesale clients

 

 

1.1.10 Superannuation

Retail and wholesale clients

2. Deal in a financial product

2.1 Apply for, acquire, vary or dispose of a financial product on behalf of another person

2.1.1 Basic deposit products

Retail and wholesale clients

 

 

2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government

Retail and wholesale clients

 

 

2.1.3 Life products limited to investment life insurance products

Retail and wholesale clients

 

 

2.1.4 Life products limited to life risk insurance products

Retail and wholesale clients

 

 

2.1.5 Managed investment schemes including IDPS

Retail and wholesale clients

 

 

2.1.6 Margin lending facilities limited to standard facilities

Retail and wholesale clients

 

 

2.1.7 Non-basic deposit products

Retail and wholesale clients

 

 

2.1.8 Retirement savings accounts

Retail and wholesale clients

 

 

2.1.9 Securities

Retail and wholesale clients

 

 

2.1.10 Superannuation

Retail and wholesale clients

AIP FS Pty Ltd

Licensee Summary

  • Name: AIP FS Pty Ltd
  • Licence Number: 700016
  • Status: Current
  • ABN: 49680982478
  • Commenced: 16 December 2024

Addresses

  • Principal Business Address: 10 Lackey St NAMBUCCA HEADS NSW 2448
  • Service Address: 10 Lackey St NAMBUCCA HEADS NSW 2448

Licence Authorisation Conditions

Conditions as at: 16 December 2024

A – Financial service(s) B – Sub-type/limitation of financial service(s) C - Product class(es) or scheme type(s) D - Client type(s)

1. Provide financial product advice

1.1 Provide personal and general financial product advice

1.1.1. Basic deposit products

Wholesale clients

 

 

1.1.2. Debentures, stocks or bonds issued or proposed to be issued by a government

Wholesale clients

 

 

1.1.3 Managed investment schemes including IDPS

Wholesale clients

 

 

1.1.4 Non-basic deposit products

Wholesale clients

 

 

1.1.5 Retirement savings accounts

Wholesale clients

 

 

1.1.6 Securities

Wholesale clients

 

 

1.1.7 Superannuation

Wholesale clients

2. Deal in a financial product

2.1 Apply for, acquire, vary or dispose of a financial product on behalf of another person

2.1.1 Basic deposit products

Wholesale clients

 

 

2.1.2 Debentures, stocks or bonds issued or proposed to be issued by a government

Wholesale clients

 

 

2.1.3 Managed investment schemes including IDPS

Wholesale clients

 

 

2.1.4 Non-basic deposit products

Wholesale clients

 

 

2.1.5 Retirement savings accounts

Wholesale clients

 

 

2.1.6 Securities

Wholesale clients

 

 

2.1.7 Superannuation

Wholesale clients

 

Historical professional registers

Roles recorded on the pre-financial services regime register of licensees and authorisations are available to search on ASIC Connect. This includes information on the below historical professional registers:

  • credit registered persons, and
  • roles recorded on the pre-financial services regime (pre-FSR) register of licensees and authorisations.
  • These registers are available for historical purposes only.

Search ASIC Connect (historical)

Search fees

It's free to search our professional registers for the following information:

  • registration/licence number,
  • name of the person or organisation,
  • address,
  • start date of registration/licence, and
  • details of the registration or licence, including:
    • start date,
    • status, and
    • details of any conditions or restrictions about the registration.

We're legally obliged under the Corporations Act to charge fees for some information. See Fees search for a list of information you have to pay to access.

You can pay an information broker to get information from our registers for you. They have access to our registers and information from other government agencies.

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Last updated: 23/12/2024 01:32