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CP 302 Proposed changes to ASIC’s capital requirements for market participants

Released 4 July 2018. Comments closed 15 August 2018

This consultation paper sets out our proposed changes to the ASIC Market Integrity Rules (Securities Markets – Capital) 2017 and the ASIC Market Integrity Rules (Futures Markets – Capital) 2017.

We are seeking feedback from our stakeholders on our proposals to make new rules, amend existing rules and remove rules.

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Submissions

  1. Australian Financial Markets Association (PDF 157 KB)
  2. National Stock Exchange of Australia (PDF 187 KB)
  3. Pritchard & Partners (PDF 1.3 MB)
  4. Stockbrokers and Financial Advisers Association (PDF 114 KB)
Last updated: 16/06/2021 03:24