CP 360 Corporate collective investment vehicles: Preparing for the commencement of the new regime
Released 17 March 2022. Comments closed 14 April 2022.
This consultation paper seeks feedback on our proposed guidance on corporate collective investment vehicles (CCIVs). It includes proposals on how we will:
- assess Australian financial services (AFS) licence applications from corporate directors seeking to operate a CCIV
- assess AFS licence applications from persons seeking to provide financial product advice on and/or deal in CCIV securities, and
- administer the licensee obligations that will apply to corporate directors
Download
- Consultation Paper 360 Corporate collective investment vehicles: Preparing for the commencement of the new regime (PDF 1MB)
- Draft Regulatory Guide 2 AFS Licensing Kit: Part 2 — Preparing your AFS licence or variation application (PDF 5.4 MB)
- Draft Regulatory Guide 3 AFS Licensing Kit: Part 3 — Preparing your AFS licence or variation application (PDF 792 KB)
- Draft Regulatory Guide 105 AFS licensing: Organisational competence (PDF 653 KB)
- Draft Regulatory Guide 126 Compensation and insurance arrangements for AFS licensees (PDF 588 KB)
- Draft Regulatory Guide 166 AFS licensing: Financial requirements (PDF 1.8 MB)