RG 78 Breach reporting by AFS licensees and credit licensees

Issued 19 December 2023

This guide is for Australian financial services (AFS) licensees and Australian credit licensees (credit licensees).

It gives guidance on your obligation to report to ASIC certain breaches of the law under Div 3 of Pt 7.6 of the Corporations Act 2001 (Corporations Act) and Div 5 of Pt 2-2 of the National Consumer Credit Protection Act 2009 (National Credit Act).