REP 406 ASIC regulation of corporate finance: January to June 2014

Released 29 August 2014.

This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance and mergers and acquisitions.

It highlights and discusses key statistical information, observations and ASIC’s work in the regulation and oversight of fundraising, mergers and acquisitions transactions, corporate governance, and other general corporate finance areas for the period 1 January to 30 June 2014. This report also provides information on the topics discussed at ASIC’s twice-yearly Corporate Finance Liaison meeting, last held in May 2014.

Download REP 406 (PDF 285 KB) | Read the media release

Note: This report has been redacted in line with ASIC policy. See INFO 152 Public comment on ASIC's regulatory activities.