REP 433 Overview of licensing and professional registration applications: July to December 2014

Released 20 May 2015

This report outlines ASIC’s decisions on applications for the period from 1 July 2014 to 31 December 2014 (relevant period) for:

• Ÿnew Australian financial services (AFS) licences and licence variations;
• Ÿnew Australian credit licences (credit licences) and licence variations;
• Ÿthe registration of liquidators, official liquidators, company auditors and approved self-managed superannuation fund (SMSF) auditors; and
• Ÿfinancial markets, clearing and settlement (CS) facilities, and derivative trade repositories (trade repositories).

Download REP 433 (PDF 379 KB)