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• ASIC

• For business

  • Registering a business name
    • Before you register a business name
    • Steps to register your business name
  • Updating your business name details
    • Check business name details are up to date
    • How to update business name details
    • Request an alternative registration period for business name
  • Renewing your business name
    • How to renew your business name
  • Transfer your business name
    • Who needs to transfer business name
    • Steps to transfer a business name to a new owner
    • Steps to register a business name with a transfer number
    • Stop your business name transfer
    • Changing your business name ABN
  • Cancel your business name
    • Before you cancel your business name
    • Steps to cancel your business name
    • Once you cancel your business name
    • ASIC-initiated cancellation of business name
  • Registering a company
    • Before you register a company
    • Steps to register a company
    • Norfolk Island Reforms
  • Running a company
    • Company officeholder duties
    • Annual statements
    • Shares
    • I'm a company officeholder, what are my registration obligations?
    • Charities registered with the ACNC
    • Company shareholders
  • Changes to your company
    • Changing company addresses
    • Changing a company name
    • Changing a company type
    • Passing a company resolution
    • Changing officeholder details
    • Changing shareholder details
    • Changing a company financial year
    • Court orders to correct ASIC registers
  • Closing your company
    • Deregistration
    • Effects of deregistration
    • Reinstating a deregistered company
  • Payments, fees and invoices
    • ASIC fees
    • ASIC invoices
    • Checking your account balance
    • Missing payments
    • Refunds
    • Payment options
    • Fee waivers
    • Late fees
  • Small business
    • Starting a small business
    • Starting a small business company
    • Running a small business
    • Protecting your small business
    • Closing a small business
    • Indigenous corporations
    • Small business resources
  • Innovation Hub
    • Informal assistance for fintechs and regtechs
    • Enhanced regulatory sandbox (ERS)
    • Innovation Hub engagement and events
    • Regtech initiatives and programs
    • Mail Subscriptions

• For finance professionals

  • AFS licensees
    • Financial Advisers Register
    • Do you need an AFS licence?
    • Applying for and managing an AFS licence
    • AFS licensee obligations
    • Changing details and lodging AFS forms
    • Varying or cancelling your AFS licence
    • Appointing and ceasing an AFS authorised representative
    • How to register a financial adviser with ASIC
    • Limited AFS licensees
  • Credit licensees
    • Do you need a credit licence?
    • Applying for and managing your credit licence
    • Changing details of your credit licence
    • Your ongoing credit licence obligations
    • Varying or cancelling your credit licence
    • Credit representatives
  • Company auditors
    • Tips for applying for auditor registration
    • Applying for auditor or authorised audit company registration
    • Your ongoing obligations as a registered company auditor
    • Changing your auditor registration details
    • Cancelling your auditor registration
  • Fund operators
    • How to register a managed investment scheme
    • Running a registered scheme
    • Closing a registered scheme
    • How to register as an Australian passport fund
    • How to become a notified foreign passport fund
    • How to register a corporate collective investment vehicle and sub-funds
    • Seeking relief from financial services provisions that apply to managed funds
    • Frozen funds – Information for responsible entities
  • Self-managed superannuation fund (SMSF) auditors
    • New online service for SMSF auditors
    • Applying for SMSF auditor registration
    • Updating your details and submitting requests to ASIC
    • Your ongoing obligations as an SMSF auditor
  • Registered liquidators
    • ASIC’s priorities for the supervision of registered liquidators in 2022–23
    • Applying for and managing your liquidator registration
    • Your ongoing obligations as a registered liquidator
    • Cancelling or suspending your liquidator registration
    • Registered liquidator transactions on the ASIC Regulatory Portal
    • Insolvency forms - 2021 reforms for restructuring and simplified liquidation processes
    • Mental health support for registered liquidators
  • Market infrastructure licensees
    • Licensed and exempt market operators
    • Licensed and exempt clearing and settlement facilities
    • Benchmark administrators
    • FMI reform implementation

• For consumers

  • Consumer education
  • Unclaimed money
  • Banned and disqualified people
  • Banking
  • Loans and credit cards
    • Hardship threshold
  • Investing and financial advice
    • Frozen funds and hardship withdrawals
  • Superannuation
  • Insurance
  • Dealing with insolvent companies
  • How to complain
  • What to do if you’ve been scammed
  • ASIC’s Alert Investor

• Regulatory resources

  • Find a document
    • Regulatory guides
    • Information sheets
    • Consultations
    • Reports
    • Legislative instruments
    • Pro formas
    • Statistics
    • Regulatory document updates
  • Financial services
    • Regulatory reforms
    • Financial advice
    • Giving financial product advice
    • Training of financial product advisers
    • Financial product disclosure
    • Design and distribution obligations: Significant dealing notification requirements
    • Dispute resolution
    • Reportable situations for AFS and credit licensees
    • Relief from financial services provisions
    • Financial advisers providing tax advice
    • Crowd-sourced funding
    • ePayments Code
    • Credit rating agencies
    • Marketplace lending
    • Unclaimed money
    • Complying with the ASIC Client Money Reporting Rules 2017
    • Reference checking directory for financial services and credit industries
    • Financial Accountability Regime
  • Credit
    • Credit: General conduct obligations
    • Responsible lending
    • Design and distribution obligations
    • Credit: Notices and offences
    • Credit: Relief
    • Debt management reforms: credit licensing
    • Debt collection
    • Schedule 1 forms - Credit regulations
  • Managed funds
    • Managed investment schemes
    • Applying for relief from the financial services provisions that apply to schemes
    • Corporate collective investment vehicles
    • Managed discretionary accounts
    • Platforms
    • Exchange traded products
    • Time-sharing schemes
    • Asia Region Funds Passport
    • Foreign financial services providers
    • Competition in the funds management sector
    • Design and distribution obligations for schemes
    • Managed funds: Regulatory resources and news
  • Superannuation funds
    • ASIC's role in super
    • Current projects and consultations
    • Superannuation guidance, relief and legislative instruments
    • Super news and reports
    • Further resources on superannuation
  • Insolvency
    • Insolvency for directors
    • Insolvency for liquidators
    • Insolvency for employees
    • Insolvency for investors and shareholders
    • Insolvency for creditors
    • Insolvency notices
  • Markets
    • Market supervision
    • Market structure
    • Market integrity rules
    • Markets Disciplinary Panel
    • Report suspicious activity
    • OTC derivatives
    • Financial benchmarks
    • Short selling
    • Resources
    • Market transactions on the ASIC Regulatory Portal
  • Corporate governance
    • Corporate Governance Taskforce
    • Managing conflicts
    • Shareholder engagement
    • Director oversight of financials and audit
    • Risk oversight
    • Handling corporate information
    • Executive remuneration
    • Directors and corporate culture
    • Corporate actions involving share capital
    • Directors as gatekeepers
    • Introductory and procedural guidance
    • Cyber resilience
  • Financial reporting and audit
    • Financial reporting and audit focus areas
    • FAQs: Financial reporting and audit
    • Directors and financial reporting
    • Auditors
    • SMSF auditors
    • Preparers of financial reports
    • Users of financial reports
  • Fundraising
    • How you lodge fundraising and corporate finance documents
    • Disclosure documents to be provided to potential investors when raising funds
    • Lodging prospectuses and other disclosure documents
    • Fundraising restrictions on advertising and cold calling
    • Consolidation of fundraising instruments and guidance
    • Stop orders
    • FAQs: Fundraising
  • Takeovers
    • Mining and resources - Forward-looking statements
  • Digital transformation
    • Evaluating distributed ledger technology
    • Crypto-assets
  • Regulatory index
  • Forms
  • Sustainability reporting
    • For preparers of sustainability reports
    • ASIC’s administration of the sustainability reporting regime
    • Audit and assurance of sustainability reports
    • Sustainability reporting: Further regulatory resources and news
    • Historical development of climate-related financial disclosures

• About ASIC

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  • ASIC investigations and enforcement
    • ASIC’s approach to enforcement
    • ASIC enforcement priorities
    • ASIC enforcement outcomes
    • Enforcement activities
    • Cooperating with ASIC
    • ASIC’s compulsory information-gathering powers
    • Claims of legal professional privilege
    • Public comment on ASIC's regulatory activities
    • Whistleblowing
    • ASIC’s approach to involvement in private court proceedings
    • About the court enforceable undertakings register
    • Infringement notices
    • Recovery of investigation expenses and costs
    • Lawful disruption of access to online services policy and procedures
    • ASIC’s document production guidelines
    • Fines and penalties
    • ASIC action on illegal phoenix activity
  • Careers at ASIC
  • Dealing with ASIC
    • ASIC business registers
    • Tenders and procurement
    • ASIC decisions: Your rights
    • ASIC immunity policy
    • Administrative hearings
    • Records and Information Management
    • Serving legal documents on ASIC
    • Financial compensation schemes
    • Apply for relief
    • Grant reporting
    • Copyright and linking to our websites
    • Accessibility
    • Translation of documents
    • Privacy
    • Senate Continuing Order for the Production of Departmental File Lists
    • Compensation Scheme of Last Resort
    • Campaign Certification
  • Corporate publications
    • ASIC Corporate Plan
    • ASIC annual reports
    • Superannuation Complaints Tribunal annual report 2020-21
    • ASIC enforcement and regulatory update
    • Newsletters
    • ASIC Gazette
    • ASIC Digest
    • Public submissions
  • ASIC events
    • ASIC x UTS: AI Regulators Symposium
    • ASIC Annual Forum 2024
  • Freedom of information (FOI)
    • FOI requests
    • FOI disclosure log
    • Information Publication Scheme
  • Contact us
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