On 27 July 2021, the Federal Court made declarations that Tidswell Financial Services Ltd (Tidswell), failed to act efficiently, honestly and fairly ...

ASIC today released a new regulatory guide and final customer information requirements as part of its work to implement the new deferred sales model ...

ASIC has obtained orders in the Supreme Court of Queensland against Ian Omar Chester and Sophie Sylvia Chester, of the Gold Coast, in connection with ...

ASIC has cancelled the Australian financial services (AFS) licence of QLD based financial services provider Fentborough Pty Ltd (Fentborough). ASIC ...

The Federal Court has imposed civil penalties totalling $3 million against BT Funds Management Limited (BT) ($1.5m) and Asgard Capital Management ...

ASIC today published its draft Cost Recovery Implementation Statement (CRIS) for 2020-21. The CRIS outlines ASIC’s estimated regulatory costs for ...

The Queensland Court of Appeal has dismissed an appeal by Mr Craig Kirrin Gore against his conviction on six counts of fraud.  In November 2020, Mr ...

On 15 July 2021, the New South Wales Supreme Court ordered that Semantic Software Asia Pacific Limited (Semantic) be wound up on just and equitable ...

ASIC has banned former financial adviser Adam John Bevan for five years from providing financial services, controlling a financial services business, ...

ASIC is consulting on proposed updates to its guidance on the prohibition on the hawking of financial products. ASIC’s updated regulatory guide ...