Mr Henan Gao of Ryde, New South Wales, the director of Shinning Crown International Pty Ltd (SCI), has pleaded guilty to one count of failing to take ...

Former financial adviser, Mr Ezzat-Daniel Nesseim, of Gordon NSW, has been charged with sixteen offences, including dishonest conduct, fabricating ...

ASIC has commenced proceedings in the Federal Court against Statewide Superannuation Pty Ltd (Statewide), for false or misleading representations ...

ASIC today published the final 2019-20 Cost Recovery Implementation Statement (CRIS). The CRIS provides regulated entities with details of ASIC’s ...

Sonny Micheal Nugent and his brother, Ashley Kevin Nugent, both from the Gold Coast, Queensland, appeared on 01 March 2021 in Southport Magistrates ...

ASIC has commenced civil penalty proceedings in the Federal Court against Retail Employees Superannuation Pty Ltd (REST), a superannuation trustee, ...

ASIC has commenced civil penalty proceedings in the Federal Court against Commonwealth Securities Limited (CommSec) and Australian Investment ...

On 24 February 2021, Mr Ahmed Saad, of Glenroy, Victoria, appeared in court charged with dishonestly obtaining a financial advantage by deception for ...

ASIC has commenced proceedings in the Federal Court against National Australia Bank Ltd (NAB), alleging that NAB charged fees for making certain ...

ASIC has released an immunity policy for certain contraventions of the Corporations Act, which includes serious offences such as market manipulation, ...