On 17 June 2020, Justice Davies of the Federal Court of Australia delivered judgment regarding pecuniary penalties, disqualification orders and ...

Following consultation, ASIC has released a new regulatory guide on the administration of its product intervention power (RG 272). ASIC Deputy Chair ...

Mr Shiv Prakash Sahay was sentenced on Tuesday 16 June 2020 in the Downing Centre Local Court on two charges of breaching section 82(2) of the ...

Today ASIC put responsible entities (REs) of all managed investment schemes (MISs) ‘on notice’ that they must ensure their investment fund ...

ASIC has imposed additional conditions on the Australian financial services (AFS) licence of Societe Generale Securities Australia Pty Ltd (SGSAPL) ...

ASIC has today registered an amending instrument to specify an end date for three COVID-19 related instruments. The ASIC Corporations (Amendment) ...

ASIC today published its draft Cost Recovery Implementation Statement (CRIS) 2019-20. The CRIS details ASIC’s actual regulatory costs for 2018-19 and ...

In 2019, ASIC conducted a targeted review of board oversight of variable remuneration schemes. The review covered 21 ASX listed companies across ...

Mr Zhonghan Wu (also known as John Wu), former Chief Financial Officer of Traditional Therapy Clinics Limited (TTC), has been charged with 19 counts ...

ASIC has today published its Interim Corporate Plan, which sets out five priorities to tackle the challenges presented by the COVID-19 pandemic: ...