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5106 media releases found
31 July 2019 MEDIA RELEASE
19-197MR Review upholds Australian equity market’s record for cleanliness

A recent review by ASIC found Australian equity markets continue to operate with a high degree of integrity. Report 623 Review of Australian equity ...

30 July 2019 MEDIA RELEASE
19-196MR Former Leighton Holdings executive receives decision on sentence

The New South Wales District Court today indicated that Mr Peter Allan Gregg, a former director and chief financial officer of Leighton Holdings Ltd ...

30 July 2019 MEDIA RELEASE
19-195MR ASIC implements pause on admission of managed funds with internal market makers

ASIC has requested that exchange market operators do not admit any managed funds that do not disclose their portfolio holdings daily and have ...

29 July 2019 MEDIA RELEASE
19-194MR Queensland man committed to stand trial on charges of misleading ASIC

David Justin Burke, of Natural Bridge, Queensland, has been committed to stand trial on five charges following a committal hearing before the ...

29 July 2019 MEDIA RELEASE
19-193MR ASIC to consult market on securities lending and ‘substantial holding’ disclosure

ASIC today published Consultation Paper CP 319 on securities lending by agents, and subsequent disclosure of a substantial holding in a listed ...

25 July 2019 MEDIA RELEASE
19-191MR ASIC sues ANZ for misrepresentations and unconscionable conduct over account fees

ASIC confirms that it has now commenced proceedings in the Federal Court against Australia and New Zealand Banking Group Limited (ANZ). In these ...

24 July 2019 MEDIA RELEASE
19-190MR ASIC bans Sydney adviser Sam Henderson for three years

Sydney-based financial adviser, Sam Maxwell Henderson, has been banned from providing financial services for a period of three years following an ...

22 July 2019 MEDIA RELEASE
19-189MR ASIC acts against SMSF auditor misconduct

ASIC has acted to disqualify or add conditions to the registration of a number of auditors of self-managed superannuation funds (SMSFs). The actions ...

18 July 2019 MEDIA RELEASE
19-188MR ASIC proposes to ban unsolicited telephone sales of life insurance and consumer credit insurance

ASIC is inviting feedback on its proposal to ban unsolicited telephone sales of direct life insurance and consumer credit insurance (CCI). Such a ban ...

17 July 2019 MEDIA RELEASE
19-187MR ASIC cancels the licence of Golden Financial Group Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of Melbourne based financial services provider, Golden Financial Group Pty Ltd ...

Last updated: 10/08/2024 11:23