The Australian Securities and Investments Commission (ASIC) has written to the CEOs of several major Australian financial institutions regarding ...

HostPlus Pty Ltd (HostPlus) has paid a $12,600 Infringement Notice penalty issued by ASIC. The Infringement Notice related to alleged misleading ...

Former financial adviser, Mr Trevor William Martin, has pleaded guilty in the District Court of NSW, to three counts of dishonestly obtaining client ...

Mr David John Leigh, of Sherwood, Queensland, has today been sentenced before the Brisbane District Court to seven years imprisonment, and will be ...

ASIC has suspended the Australian financial services (AFS) licence of Sydney-based financial services provider Australasia Wealth Services Management ...

Former company director, Christopher Edward Eric Skelly, of Lark Hill, Queensland, has been sentenced to imprisonment on one charge of fraud after an ...

ASIC has banned Mr Jeffrey Worboys and Mr Matthew Barnett from providing financial services for six years following an ASIC investigation. Mr ...

ASIC has successfully applied to the Federal Court of Australia for orders to appoint receivers and managers of former OTC derivatives issuer, ...

ASIC has banned Rodney Peters, of Mudgeeraba, Queensland, from providing financial services for 6 years. An ASIC delegate found Mr Peters ...

Following an ASIC investigation, Max Kiattisak Eung, of Tempe, New South Wales has been charged with two offences of obtaining financial advantage by ...