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5106 media releases found
19 March 2019 MEDIA RELEASE
19-057MR Withdrawn

Withdrawn in accordance with ASIC policy - see INFO 152 Public comment on ASIC's regulatory activities.  

18 March 2019 MEDIA RELEASE
19-056MR ASIC remakes 'sunsetting' class order about warrants and out of use notices

ASIC has remade Class Order [CO 08/781] Warrants: Out-of-use notices, which was due to expire on 1 April 2019. The new instrument, ASIC Corporations ...

15 March 2019 MEDIA RELEASE
19-055MR Former financial adviser Gabriel Nakhl sentenced to 10 years imprisonment

Former financial adviser, Gabriel Nakhl, has been sentenced to 10 years imprisonment for engaging in dishonest conduct, after being found guilty in ...

15 March 2019 MEDIA RELEASE
19-054MR ASIC reports on corporate finance regulation – July to December 2018

ASIC has published its tenth report on the regulation of corporate finance issues. The latest report covers the period from July to December 2018 and ...

13 March 2019 MEDIA RELEASE
19-053MR ASIC industry funding invoices due 15 March 2019

ASIC urges organisations and individuals that hold a licence and operate in an industry sector covered by the Government’s laws for industry funding ...

11 March 2019 MEDIA RELEASE
19-052MR AMP and Clayton Utz surrender in ASIC court battle over failure to produce documents

Clayton Utz has provided ASIC with its internal file notes from the firm’s interviews with current and former employees and officers of AMP, who were ...

11 March 2019 MEDIA RELEASE
19-051MR ASIC provides update on further reviews into fees-for-no-service failures

ASIC today released an update on the fees for no service (FFNS) further review programs undertaken by six of Australia's major banking and financial ...

8 March 2019 MEDIA RELEASE
19-050MR ASIC acts against SMSF auditor misconduct

ASIC has acted to disqualify, suspend or add conditions to the registration of a number of auditors of self-managed superannuation funds (SMSFs). ...

6 March 2019 MEDIA RELEASE
19-049MR ASIC consults on coverage of ePayments Code review

ASIC has today released a consultation paper (CP 310) seeking feedback on the proposed coverage of its review of the ePayments Code.  We are ...

5 March 2019 MEDIA RELEASE
19-048MR AAT affirms ASIC’s decision to refuse to grant a limited AFS licence

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse S & A Chalhoub Nominees Pty Ltd (Chalhoub Nominees) an ...

Last updated: 10/08/2024 11:23