On 20 January 2023, Mr Bradley Grimm, a former Melbourne financial planner, pleaded guilty to three counts of engaging in dishonest conduct whilst ...

Home finance companies General Commercial Group Pty Ltd (formerly known as Urban Commercial Group) and Eden Capital (Australia) Pty Ltd (formerly ...

Australian wood-fibre processor and exporter Midway Limited has paid a $33,000 infringement notice over ASIC concerns that it failed to comply with ...

ASIC today published a report on small business restructurings for the period 1 January 2021 to 30 June 2022 (review period). The report (REP 756) ...

ASIC Commissioner Sean Hughes will end his term as Commissioner on 3 February 2023, after accepting a role in the commercial sector. ASIC Chair Joe ...

Former financial adviser Mr Tai Thanh Nguyen of Adelaide, South Australia, has pleaded guilty in the Adelaide Magistrates’ Court to two counts of ...

Australian Mines Limited (ASX: AUZ) has been handed a $450,000 penalty by the Federal Court for breaching its continuous disclosure obligations on ...

The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to cancel the Australian financial services (AFS) licence of Olive Financial ...

ASIC has issued an interim stop order preventing Vasco Responsible Entity Services Limited (Vasco) from offering or distributing the Pivotal ...

ASIC has taken action for greenwashing against listed energy company Black Mountain Energy Limited (BME). BME has paid $39,960 to comply with three ...