ASIC has made an interim stop order preventing Fawkner Property Ltd (Fawkner) from issuing or transferring interests in Private Property Trust No. 20 ...

On 1 August 2022, the former auditor of the collapsed entity Big Un Limited, Graham Rothesay Swan, was convicted for failing to conduct the audit of ...

ASIC has suspended the Australian financial services (AFS) licence of Alice Springs-based financial services provider HJ Shortland & Co Wealth ...

ASIC has banned Albert Christen Walters, known as Chris Walters, from performing the functions of an officer and a responsible manager of a financial ...

Registrations are now open for the ASIC Annual Forum and Dinner to be held on 3–4 November 2022.   ASIC Chair Joe Longo said, ‘This will be the first ...

ASIC has placed interim stop orders on three financial firms in response to deficiencies in the target market determination (TMD) for their products. ...

ASIC has released its enforcement and regulatory update for 1 April to 30 June 2022 (REP 733). During the quarter, we continued to focus on ...

Paul Annesley of Bulla, Victoria, has been sentenced without conviction to a six-month good behaviour bond after pleading guilty to failing to answer ...

ASIC has disqualified former Viewble Media director David Reid, of Pelican Waters, Queensland, from managing corporations for four years due to his ...

ASIC has banned former NSW mortgage broker Guodong Liu, also known as Louis Liu, from engaging in any credit activities, performing any function ...