ASIC today released the exam results from the 27th Financial Advisers Exam cycle, held in November 2024. The exam, conducted by the Australian ...

ASIC has today updated its regulatory guide for directors and their professional advisers on the duty to prevent insolvent trading and to provide new ...

The reportable situations regime is a key component of the financial services and credit regulatory frameworks. ASIC expects all licensees, ...

Finding, fixing and reporting breaches matters. Here’s what ASIC’s latest review revealed and what you as a licensee should do. Australian financial ...

Key points ASIC is seeing an increase in a suspected investment scam involving social media ads for investing opportunities and tips  ASIC is ...

Key points The work of supporting ‘better retirement outcomes’ requires the combined contributions of a wide range of entities and individuals – ...

The International Organization of Securities Commissions (IOSCO) has recently published a number of reports outlining key challenges and ...

Key points The multiple waves of advice-related reforms in recent years have undoubtedly made it more likely that clients will receive advice that ...

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have published a letter ...

ASIC is updating its regulatory guides (RGs) to ensure they remain simple to follow, effective, current, and appropriate. This is part of our firm ...