On 25 February 2020, the matter of Shiv Prakash Sahay was mentioned in the Downing Centre Local Court of NSW. Mr Sahay has been charged with ...

ASIC has today released an information sheet covering document production guidelines for people who produce books, including documents and any other ...

Former pre-insolvency adviser Stephen O’Neill has been sentenced at Brisbane District Court to five years in prison with a non-parole period of 22 ...

ASIC has cancelled the Australian financial services (AFS) licence of RVM Capital Pty Ltd (RVM) for failing to lodge its annual financial statements ...

The Federal Court has found that AGM Markets Pty Ltd (AGM), OT Markets Pty Ltd (OT) and Ozifin Tech Pty Ltd (Ozifin) (the companies) engaged in ...

ASIC has today provided the latest six monthly update on its enforcement and regulatory work since September 2019. The update covers ...

ASIC has permanently banned Queensland-based financial adviser Mr William John Henry Houwing (known as Jack Houwing) from providing financial ...

Mr Michael Ming Jinn Ho, 32, of Lilyfield, New South Wales, today appeared in the Downing Centre Local Court and has pleaded guilty to insider ...

ASIC is seeking feedback on proposals to grant conditional relief for voluntary escrow arrangements and pre-prospectus communications in connection ...

On 19 February 2020, Mr George Nowak pleaded guilty in the District Court of South Australia to 17 counts of aggravated deception and 1 count of ...