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5105 media releases found
13 February 2020 MEDIA RELEASE
20-032MR ASIC permanently bans Macquarie financial adviser

ASIC has permanently banned Queensland financial adviser Mr Warren Scott Acworth from providing financial services. The banning follows an ASIC ...

12 February 2020 MEDIA RELEASE
20-031MR Court finds former financial adviser unfit to stand trial

On 11 February 2020, following a two day fitness hearing in the NSW District Court, Mr Daniel Stuart McSweeny has been found unfit to stand trial and ...

12 February 2020 MEDIA RELEASE
20-030MR ASIC releases report reviewing trustees' PYSP communications

ASIC today released the findings from its recent review of superannuation trustees’ communications with their members about changes introduced ...

11 February 2020 MEDIA RELEASE
20-029MR ASIC bans former director of Spectrum Wealth Advisers for six years

ASIC has banned Mark Schroeder from providing financial services for six years for his role in numerous compliance failures by Spectrum Wealth ...

11 February 2020 MEDIA RELEASE
20-028MR ASIC update on compensation for financial advice related misconduct

Six of Australia's largest banking and financial services institutions paid or offered a total of $749.7 million in compensation, as at 31 December ...

10 February 2020 MEDIA RELEASE
20-027MR Former Kleenmaid director sentenced to nine years imprisonment for fraud and insolvent trading

A former director of the Kleenmaid group of companies, Mr Andrew Eric Young was sentenced to nine years’ imprisonment on Friday 7 February 2020 after ...

7 February 2020 MEDIA RELEASE
20-026MR ASIC review of 30 June 2019 financial reports

ASIC today announced the results from its review of the 30 June 2019 full-year financial reports of 200 entities. Arising from the review, ASIC has ...

7 February 2020 MEDIA RELEASE
20-025MR ASIC succeeds in binary options case against One Tech Media Ltd, Allianz Metro Pty Ltd, Eustace Senese and Yoav Ida

The Federal Court has found that One Tech Media Limited (OTML), Allianz Metro Pty Ltd, Eustace Senese and Yoav Ida breached the Corporations Act in ...

5 February 2020 MEDIA RELEASE
20-024MR AMP to pay $5.175 million penalty for failing to prevent insurance churn by its financial planners

The Federal Court has today ordered AMP to pay a $5.175 million penalty after the court found AMP failed to take reasonable steps to ensure its ...

5 February 2020 MEDIA RELEASE
20-023MR Astivita writes down deferred tax asset and brand name

ASIC notes the decision by ASX-listed Astivita (ASX code: AIR) Limited (Astivita) to write down $4.2 million of deferred tax assets and record an ...

Last updated: 10/08/2024 11:23