Consumers will soon have access to high-quality, comparable data on life insurance claims and disputes after the Australian Prudential Regulation ...

Sydney-based authorised representative Eli Ekman, of Dover Heights, NSW, has been prohibited from providing any financial services in any capacity ...

On 13 April 2018, ASIC announced that it had accepted a Court-enforceable undertaking (EU) from Commonwealth Financial Planning Limited (CFPL) ...

Mr Andrew Law, of Biggera Waters, Queensland, has been charged with three offences under the Corporations Act after allegedly making false or ...

Mr Brenton Jeffrey Strauss of Murray Bridge, South Australia has pleaded guilty to acting as an officer of a company while it was under external ...

ASIC has cancelled the Australian financial services (AFS) licence of Direct FX Trading Pty Ltd (AFS licence 305539) (Direct FX) following serious ...

ASIC has released updated regulatory guides to coincide with the extension of the crowd-sourced funding (CSF) framework to eligible proprietary ...

As the lead Australian Government agency for financial capability, ASIC is today announcing that it will commence a review of school banking programs ...

ASIC has assisted employees gain access to the Fair Entitlements Guarantee scheme (FEG) by exercising its wind-up powers and appointing liquidators ...

ASIC has cancelled the Australian financial services (AFS) licence of WA-based Red Summit Trading Partners Pty Ltd (Red Summit). On 7 March 2018, ...