The US Commodity Futures Trading Commission (CFTC) and the Australian Securities and Investments Commission (ASIC) today signed an arrangement to ...

The Luxembourg Commission de Surveillance du Secteur Financier (CSSF) and the Australian Securities and Investments Commission (ASIC) today signed a ...

Mrs Shilpa Karandikar and Mr Shrikrishna Karandikar of Clarinda, Victoria have separately appeared in the Moorabbin Magistrates Court on 3 October ...

ASIC and the Commonwealth Director of Public Prosecutions have successfully appealed the sentence of Ricky David Gillespie, a former senior financial ...

Metricon Homes Pty Ltd (Metricon) has paid $50,400 in penalties after ASIC issued four infringement notices for misleading advertising aimed at first ...

ASIC has today released a consultation paper proposing to remake its class order on share and interest purchase plans. The class order is due to ...

ASIC has released its Corporate Plan for 2018-19 to 2021-22 and small business continues to be an important stakeholder for ASIC, reflected in the ...

ASIC’s Victorian Regional Commissioner, Mr Warren Day, is in Bendigo this week to support ASIC’s MoneySmart stand at the Elmore Field Days and ...

All managed discretionary account (MDA) providers must now have an Australian financial services (AFS) licence, with an MDA-specific ‘dealing by ...

ASIC today welcomed the Financial Services Royal Commission’s Interim Report and acknowledged the Commission’s work to date.  ASIC notes the ...